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Dynamics of surface excitations
Surface nanostructures
Variational embedding

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Dr. Simon Crampin
Department of Physics
University of Bath
Bath, BA2 7AY
United Kingdom
Tel: +44-(0)1225-384808
Fax: +44-(0)1225-386110
Office: WH 3.41
Dr. Simon Crampin

Phys. Rev. B 76 035323 (2007).

Extrinsic anisotropic magnetoresistance contribution to measured domain wall resistances of in-plane magnetized (Ga,Mn)As

H.G. Roberts, S. Crampin, and S.J. Bending

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
We demonstrate the presence of an important extrinsic anisotropic magnetoresistance contribution to the domain wall resistance recently measured in thin-film (Ga,Mn)As with in-plane magnetic anisotropy. Analytic results for simple domain wall orientations supplemented by numerical results for more general cases show that this previously omitted contribution can largely explain the observed negative resistance.

Full text:[arxiv]

Appl. Phys. A 88 555 (2007).

Lifetimes of electrons in the Schockley surface state band of Ag(111)

M. Becker

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

Abstract
We present a theoretical many-body analysis of the electron-electron (e-e) inelastic damping rate Γ of electron-like excitations in the Shockley surface state band of Ag(111). It takes into account ab-initio band structures for both bulk and surface states. Γ is found to increase more rapidly as a function of surface stat e energy E than previously reported, thus leading to an improved agreement with experimental data.


Prog. Surf. Sci. 82 293 (2007).

Dynamics of surface-localised electronic excitations studied with the scanning tunnelling microscope

J. Kröger, M. Becker, H. Jensen, Th. von Hofe, N. Neel, L. Limot, J. Kliewer, R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

E. Pehlke

Institut für Theoretische Physik und Astrophysik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

C. Corriol, V. M. Silkin

Donostia International Physics Center (DIPC), Paseo de Manuel Lardizabal, 4, E-20018 San Sebastian, Spain

D. Sanchez-Portal

Departamento de Física de Materiales, Centro Mixto CSIC-UPV/EHU, Apartado 1072, E-20080 San Sebastián, Spain

A. Arnau, E. V. Chulkov, P.M.Echenique

Departamento de Física de Materiales, Facultad de Ciencias Químicas, Universidad del País Vasco UPV/EHU, Apartado 1072, E-20080 San Sebastián, Spain

Abstract
The decay rates of electron-like and hole-like excitations at metal surfaces as determined by a scanning tunnelling microscope are presented and discussed. Surface-localised electron states as diverse as Shockley-type surface states and quantum well states confined to ultrathin alkali metal adsorption layers are covered. Recent developments in the analysis of the experimental procedures that are used to determine decay rates with the scanning tunnelling microscope, namely the analysis of line shapes and the spatial decay of standing wave patterns, are discussed.


Phys. Rev. Lett. 97 206602 (2006).

Angular dependence of domain wall resistivity in artificial magnetic domain structures

A. Aziz, S.J. Bending, H.G. Roberts, S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

P.J. Heard

Interface Analysis Centre, University of Bristol, Bristol BS2 8BS, United Kingdom

C.H. Marrows

School of Physics and Astronomy, University of Leeds, Leeds LS2 9JT, United Kingdom

We exploit the ability to precisely control the magnetic domain structure of perpendicularly magnetized Pt/Co/Pt trilayers to fabricate artificial domain wall arrays and study their transport properties. The scaling behaviour of this model system confirms the intrinsic domain wall origin of the magnetoresistance, and systematic studies using domains patterned at various angles to the current flow are excellently described by an angular-dependent resistivity tensor containing perpendicular and parallel domain wall resistivities. We find that the latter are fully consistent with Levy-Zhang theory, which allows us to estimate the ratio of minority to majority spin carrier resistivities, ρ~5.5, in good agreement with thin film band structure calculations.


Surf. Sci. 600 4280 (2006).

Influence of the tip of the STM on surface electron lifetimes

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
The results of many-body GW calculations are reported which quantify the influence of the electric field that exists between the surface and the tip of a scanning tunneling microscope (STM) on the inelastic lifetimes of image state electrons. The tip-induced field causes a significant increase in inelastic scattering, reducing the lifetimes of $n=1$ image state electrons at Cu(001) and Ag(001) by over 50% under typical tunneling conditions used in the STM, and even more for higher members of the image state series. The reduced lifetimes result from changes in the image state wave functions, which exhibit greater penetration of the metal surface, and an increase in the number of inelastic scattering channels that are available for decay.


Ultramicroscopy 106 614 (2006).

Magnetisation reversal in epitaxial Fe(100) disks studied by high resolution scanning Hall probe microscopy

J. Neal, H.G. Roberts, M.R. Connolly, S Crampin, S.J. Bending

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

G. Westlbauer, J.A.C. Bland

Department of Physics, University of Cambridge, Cambridge CB3 0HE, United Kingdom

Abstract
Magnetisation reversal has been investigated in 2μm diameter epitaxial Fe(100) disks using scanning Hall probe microscopy. The high spatial resolution (~200 nm) and non-invasiveness of our Hall sensors has allowed the domain structure, which is governed by biaxial in-plane anisotropy, to be resolved in the disks. We find that most disks appear to exhibit a double vortex magnetisation reversal mechanism, in agreement with the results of micromagnetic simulations with the OOMMF code. Although the switching dynamics tend to be influenced by domain wall pinning sites within our Fe samples, we find a strong correlation between most of our measured images and the results of simulations. Additional confirmation for the double vortex reversal mechanism is drawn from local measurements of out-of-plane magnetic induction loops.


J. Appl. Phys. 99 08C504 (2006).

Investigation of artificial domains realized by local gallium focused ion-beam modification of Pt/Co/Pt trilayer structures

A. Aziz, S.J. Bending, H.G. Roberts, S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

P.J. Heard

Interface Analysis Centre, University of Bristol, Bristol BS2 8BS, United Kingdom

C.H. Marrows

School of Physics and Astronomy, University of Leeds, Leeds LS2 9JT, United Kingdom

We present the results of experimental investigations of magnetic switching and magnetotransport in a generation of magnetic devices containing artificially patterned domains. Our devices are realized by locally reducing the coercive field of a perpendicularly magnetized Pt(3.5 nm)/Co(0.5 nm)/Pt(1.6 nm) trilayer structure using a gallium focused ion beam. Artificial domain walls are created at the interfaces between dosed and undosed regions when an external magnetic field switches the former but not the latter. We have exploited this property to create stripelike domains with widths down to submicron length scales, separated by undosed regions. Using the extraordinary Hall effect to monitor the local magnetization we have investigated the reversal dynamics of these artificial domains by measuring major and minor hysteresis loops. The coercive field of regions irradiated with identical doses systematically increases as their size decreases. In the lower branch of minor loops, reversal is seen to occur via a few large Barkhausen events. Preliminary measurements of transport across domain walls reveal a positive domain-wall resistance, that does not change sign from 4.2 to 300 K.


Phys. Rev. B 73 081402R (2006).

Theoretical analysis of STM-derived lifetimes of excitations in the Shockley surface state band of Ag(111)

M. Becker

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

Abstract
We present a quantitative many-body analysis using the GW approximation of the decay rate Γ due to electron-electron scattering of excitations in the Shockley surface state band of Ag(111), as measured using the scanning tunnelling microscope (STM). The calculations include the perturbing influence of the STM, which causes a Stark-shift of the surface state energy E and concomitant increase in Γ. We find Γ varies more rapidly with E than recently found for image potential states, where the STM has been shown to significantly affect measured lifetimes. For the Shockley states, the Stark-shifts that occur under normal tunnelling conditions are relatively small and previous STM-derived lifetimes need not be corrected.


Prog. Surf. Sci. 80 26 (2005).

Surface state electron dynamics of clean and adsorbate-covered metal surfaces studied with the scanning tunnelling microscope

J. Kröger, L. Limot, H. Jensen, R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

E. Pehlke

Institut für Theoretische Physik und Astrophysik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

Abstract
Using low-temperature scanning tunnelling microscopy and spectroscopy we have studied the dynamics of surface state electrons confined to vacancy islands on Ag(111) and localised at single magnetic and non-magnetic atoms adsorbed on Ag(111) and Cu(111). The line width of confined electronic states is found to be only weakly affected by the actual geometry of the vacancy island. A corresponding model shows that lossy boundary scattering is the dominant lifetime-limiting process in the vacancies studied. We present a corrected analysis of the spatial decay of electron interference patterns, leading to a more consistent description of the Ag(111) surface state lifetime than was previously the case. A scanning tunnelling spectroscopy study of single adsorbed atoms is presented. By means of an extended Newns-Anderson model an observed resonance is interpreted in terms of an adsorbate-induced bound state split off from the bottom of the surface-state band. A preliminary line shape analysis of the bound state indicates that adsorbed atoms can modify the surface-state lifetime.


J. Appl. Phys. 98 124102 (2005).

Artificial domain structures realized by local gallium focused Ion-beam modification of Pt/Co/Pt trilayer transport structure

A. Aziz, S.J. Bending, H.G. Roberts, S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

P.J. Heard

Interface Analysis Centre, University of Bristol, Bristol BS2 8BS, United Kingdom

C.H. Marrows

School of Physics and Astronomy, University of Leeds, Leeds LS2 9JT, United Kingdom

We demonstrate that a high-resolution Ga focused ion beam can be used to introduce artificial domain structures in Pt(1.6 nm)/Co(0.5 nm)/Pt(3.5 nm) trilayer transport structures. We have used thin SiO2 overlayers to control the effective energy and dose of Ga ions at the Pt/Co interface. The extraordinary Hall effect (EHE) was used to characterize the magnetic properties of the patterned films. Using 30 keV Ga ions and SiO2 overlayer thicknesses in the range of 0-24 nm, we achieve complete control of the coercive field of our Pt/Co/Pt trilayer structures. The magnetization reversal mechanism for an artificial domain of size of 3x0.5 μm2 is investigated using EHE.


Phys. Rev. B. 72 193401 (2005).

Lifetimes of Shockley electrons and holes at the Cu(111) surface

M.G. Vergniory

Materia Kondentsatuaren Fisika Saila, Zientzi Fakultatea, Euskal Herriko Unibertsitatea, 644 Posta kutxatila, E-48080 Bilbo, Basque Country, Spain

J.M. Pitarke

Materia Kondentsatuaren Fisika Saila, Zientzi Fakultatea, Euskal Herriko Unibertsitatea, 644 Posta kutxatila, E-48080 Bilbo, Basque Country, Spain
and
Donostia International Physics Center (DIPC) and Unidad de Fisica Materiales CSIC-UPV/EHU, Manuel de Lardizabal Pasealekua, E-20018 Donostia, Basque Country, Spain

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
A theoretical many-body analysis is presented of the electron-electron inelastic lifetimes of Shockley electrons and holes at the (111) surface of Cu. For a description of the decay of Shockley states both below and above the Fermi level, single-particle wave functions have been obtained by solving the Schrödinger equation with the use of an approximate one-dimensional pseudopotential fitted to reproduce the correct bulk energy bands and surface-state dispersion. A comparison with previous calculations and experiment indicates that inelastic lifetimes are very sensitive to the actual shape of the surface-state single-particle orbitals beyond the G-bar (k=0) point, which controls the coupling between the Shockley electrons and holes.


Phys. Rev. B 72 035443 (2005).

Resonator design for use in scanning tunneling spectroscopy studies of surface electron lifetimes

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

H. Jensen, J. Kröger, L. Limot, and R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

Abstract
We derive expressions for the lossy boundary-scattering contribution to the linewidth of surface electronic states confined with atomic corrals and island resonators. Correcting experimentally measured linewidths for these contributions along with thermal and intrumental broadening enables intrinsic many-body lifetimes due to electron-electron and electron-phonon scattering to be determined. In small resonators lossy-scattering dominates linewidths whilst different scaling of widths and separations cause levels to merge in large resonators. Our results enable the design of resonators suitable for lifetime studies.

Full text:[arxiv]

Phys. Rev. Lett. 95 046801 (2005).

Lifetimes of Stark-shifted image states

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
The inelastic lifetimes of electrons in image-potential states at Cu(100) that are Stark-shifted by the electrostatic tip-sample interaction in the scanning tunneling microscope are calculated using the many-body GW approximation. The results demonstrate that in typical tunneling conditions the image state lifetimes are significantly reduced from their field-free values. The Stark-shift to higher energies increases the number of inelastic scattering channels that are available for decay, with field-induced changes in the image state wave function increasing the efficiency of the inelastic scattering through greater overlap with final state wave functions.

Full text:[arxiv]

Phys. Rev. Lett. 95 029701 (2005).

Phase coherence length and quantum interference patterns at step edges

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

J. Kröger, H. Jensen, and R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

Abstract
A comment on the work of Wahl et al., Phys. Rev. Lett. 91, 106802 (2003)

Full text:[arxiv]

Phys. Rev. B 71 155417 (2005).

Electron dynamics in vacancy islands: scanning tunnelling spectroscopy on Ag(111)

H. Jensen, J. Kröger, and R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
The dynamics of Ag(111) surface state electrons confined to nanoscale hexagonal and triangular vacancy islands have been investigated using scanning tunneling spectroscopy. We find that the lifetimes of quantised states with significant amplitude near the centers of the vacancies are only weakly affected by the geometry of the confining cavity. A theoretical model is used to describe the dependence of the lifetime on electron energy, vacancy size, step reflectivity and the phase coherence length due to inelastic electron-electron and electron-phonon scattering. Lossy scattering is found to be the dominant lifetime-limiting process for Ag(111) surface vacancy islands with areas in the range 40-220 nm2.


Phys. Rev. B 71 155120 (2005).

An embedding potential definition of channel functions

J. E. Inglesfield

School of Physics and Astronomy,Cardiff University, Cardiff, CF24 3YB, United Kingdom

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

H. Ishida

College of Humanities and Sciences, Nihon University, Sakura-josui, Tokyo 156-8550, Japan

Abstract
We show that the imaginary part of the embedding potential, a generalised logarithmic derivative, defined over the interface between an electrical lead and some conductor, has orthogonal eigenfunctions which define scattering channels into and out of the lead. In the case of an infinitely extended interface we establish the relationship between these eigenfunctions and the Bloch states evaluated over the interface. Using the new channel functions, a well-known result for the total transmission through the conductor system is simply derived.

Full text:[arxiv]

J. Phys: Condens. Matter 16 8875-8889 (2004).

An embedding scheme for the Dirac Equation

S Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
An embedding scheme is developed for the Dirac Hamiltonian H. Dividing space into regions I and II separated by surface S, an expression is derived for the expectation value of H which makes explicit reference to a trial function defined in I alone, with all details of region II replaced by an effective potential acting on S and which is related to the Green function of region II. Stationary solutions provide approximations to the eigenstates of H within I. The Green function for the embedded Hamiltonian is equal to the Green function for the entire system in region I. Application of the method is illustrated for the problem of a hydrogen atom in a spherical cavity and an Au(001)/Ag/Au(001) sandwich structure using basis sets that satisfy kinetic balance.

Full text:[arxiv| JPCM]

J. Phys: Condens. Matter 16 6841-6849 (2004).

Spin-orbit splitting of image states

J R McLaughlan, E M Llewellyn-Samuel and S Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
We quantify the effect of the spin-orbit interaction on the Rydberg-like series of image state electrons at the (111) and (001) surface of Ir, Pt and Au. Using relativistic multiple-scattering methods we find Rashba-like dispersions with ΔESO(K)=γK with values of γ for n=1 states in the range 38-88 meV Å. Extending the phase-accumulation model to include spin-orbit scattering we find that the splittings vary like 1/(n+a)3 where a is the quantum defect and that they are related to the probability of spin-flip scattering at the surface. The splittings should be observable experimentally being larger in magnitude than some exchange-splittings that have been resolved by inverse photoemission, and are comparable to linewidths from inelastic lifetimes.

Full text:[arxiv| JPCM]

Phil. Trans. R. Soc. Lond. A 362 1149-1161 (2004).

Electron states in quantum corrals

S Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
Quantum corrals are nanoscale structures formed by positioning individual atoms using the scanning tunneling microscope into geometrical arrangements that form closed structures. They can be used to control the spatial and spectral distribution of surface electrons. The theoretical modelling of these systems is described and illustrated, and the application of the corrals as quantum laboratories for controling the interactions of surface state electrons is described. A new three-dimensional scattering model is introduced that extends the description of the electron states within quantum corrals and which can form the basis of many-body calculations of the lifetimes of confined electrons.


Phys. Rev. B 68 195422 (2003).

Hole dynamics in a quantum-well state at Na/Cu(111)

E. V. Chulkov

Donostia International Physics Center (DIPC), Paseo de Manuel Lardizabal, 4, 20018 San Sebastián/Donostia, Basque Country, Spain
and
Departamento de Física de Materiales and Centro Mixto CSIC-UPV/EHU, Facultad de Ciencias Químicas, UPV/EHU, Apartado Postal 1072, 20080 San Sebastián/Donostia, Basque Country, Spain

J. Kliewer and R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

V. M. Silkin

Donostia International Physics Center (DIPC), Paseo de Manuel Lardizabal, 4, 20018 San Sebastián/Donostia, Basque Country, Spain

B. Hellsing

Experimental Physics, Chalmers University of Technology and Göteborg University, S-412 96 Göteborg, Sweden

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

P.M. Echenique

Donostia International Physics Center (DIPC), Paseo de Manuel Lardizabal, 4, 20018 San Sebastián/Donostia, Basque Country, Spain
and
Departamento de Física de Materiales and Centro Mixto CSIC-UPV/EHU, Facultad de Ciencias Químicas, UPV/EHU, Apartado Postal 1072, 20080 San Sebastián/Donostia, Basque Country, Spain

Abstract
Theoretical calculations and scanning-tunneling spectroscopy measurements of the hole lifetime broadening, τ-1, in a quantum-well state for 0.95 and 1.0 monolayers of Na on Cu(111) are reported. A model potential is proposed for calculating quantum-well states in a monolayer on metal surfaces. The inelastic electron-electron contribution, (τe-e)-1, is evaluated within the GW approximation by using eigenfunctions and eigenenergies obtained with this model potential. The electron-phonon contribution, (τe-ph)-1 is computed by employing Debye and Einstein models as well as a first-principle ultrasoft pseudopotential method. The obtained theoretical results are in excellent agreement with experimental data, both showing a surprisingly large difference in the lifetime broadening for 0.95 and 1.0 monolayers which is attributed mostly to changes in the electronic structure.


Comp. Phys. Comm. 151 251-264 (2003).

Complex frequency technique for linear and second harmonic optical properties of metallic surfaces

L. Calmels

CEMES-CNRS, 29 rue Jeanne Marvig,BP 4347, 31055 Toulouse Cedex 4, F rance,
and
Research Institute for Materials, University of Nijmegen, Toernooiveld 1, 6525 ED Nijmegen, The Netherlands

J. E. Inglesfield

Department of Physics and Astronomy, University of Wales, PO Box 913, Cardiff, CF24 3YB, United Kingdom

S Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

E. Arola

Department of Physics, School of Chemistry and Physics, Keele University, Keele, Staffordshire, ST5 5BG, United Kingdom

Th. Rasing

Research Institute for Materials, University of Nijmegen, Toernooiveld 1, 6525 ED Nijmegen, The Netherlands

Abstract
We describe a complex frequency technique for evaluating the linear and quadratic dielectric responses of metal surfaces, illustrated by application to the surface of jellium. The electric susceptibilities are shorter-range functions of the spatial coordinates at complex frequency, whereas their general behaviour is complicated, long-range and highly oscillatory at real frequency. As a result the linear and the second harmonic electric charges induced by an optical perturbation are then numerically easier to calculate at complex frequency. As the functions which characterise the optical behaviour of the metal surface are analytic in the upper complex frequency half-plane, the dielectric response at real frequency can be deduced by analytic continuation from the results at complex frequency. We illustrate and discuss this approach, which should be useful for studying more realistic models of a surface in which the crystal potential is included, and where a direct calculation of the dielectric response is difficult to obtain at real frequency.


Comp. Phys. Commun. 146 274-275 (2002).

Reply to Comment on "Ewald summation technique for one-dimensional charge distributions"

D.J. Langridge, J.F. Hart, and S. Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
We explain why the methods in Langridge, Hart and Crampin [Comput. Phys. Commun. 134 (2001) 78] suffice for the evaluation of the lattice sums entering the Madelung matrix describing multipole interactions in systems with one-dimensional translational periodicity.


New Journal of Physics 3 (2001) 22.1-22.11

Scanning tunnelling spectroscopy of electron resonators

J. Kliewer and R. Berndt

Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
The electronic structure of artificial Mn atom arrays on Ag(111) is characterized in detail with scanning tunnelling spectroscopy and spectroscopic imaging at low temperature. We demonstrate the degree to which variations in geometry may be used to control spatial and spectral distributions of surface state electrons confined within the arrays, how these are influenced by atoms placed within the structure and how the ability to induce spectral features at specific energies may be exploited through lineshape analyses to deduce quasiparticle lifetimes near the Fermi level. Through extensive comparison of dI/dV maps and spectra we demonstrate the utility of a model based upon two-dimensional s-wave scatterers for describing and predicting the characteristics of specific resonators.

[Full-text]

Phys. Rev. B 64 (2001) pp. 125416.1-125416.8

Local-field effects on the near-surface and near-interface screened electric field in noble metals

L. Calmels

Research Institute for Materials, University of Nijmegen, Toernooiveld 1, 6525 ED Nijmegen, The Netherlands
and
Department of Physics and Astronomy, University of Wales Cardiff, P.O. Box 913, Cardiff, CF2 3YB, United Kingdom

J.E. Inglesfield

Department of Physics and Astronomy, University of Wales Cardiff, P.O. Box 913, Cardiff, CF2 3YB, United Kingdom

E. Arola and S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Th. Rasing

Research Institute for Materials, University of Nijmegen, Toernooiveld 1, 6525 ED Nijmegen, The Netherlands

Abstract
The screening of an optical electric field at a noble metal surface is evaluated within a semiclassical model where the non-locality of the d-electron response is taken into account via a set of interacting atomic dipoles. The dipole moments in the first few atomic layers differ from the expected bulk value due to the symmetry breakdown at the surface. These effects give rise to surface-induced electric charges and currents and to a surface-induced electric field which vanishes in the bulk but can be important in the top atomic layers. This field takes into account local-field effects, is frequency-dependent and is strongly enhanced in a frequency range characteristic of the metal surface. Results are first given for an electric field perpendicular to the metal surface, and the enhancement of the surface response is mainly due to interband electronic transitions for the Cu and Au surfaces, while it originates from a coupling with the bulk plasmon excitations for a Ag surface. The anisotropy in the surface response is studied for an electric field parallel to the anisotropic Ag(110) surface. Finally, the calculation is generalised to describe screening effects at an interface between two different noble metals. The simple surface model used in this paper shows that the surface-induced electric field should be taken into account in the simulations of surface spectroscopy, where the calculated signal directly depends on the linearly screened field at the surface.


Surf. Sci. 482-485 (2001) pp. 1050-1055

Surface states and second harmonic generation at the (110) nickel surface from a first principles calculation

L. Calmels

Research Institute for Materials, University of Nijmegen, Toernooiveld 1, 6525 ED Nijmegen, The Netherlands

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

J.E. Inglesfield

Department of Physics and Astronomy, University of Wales Cardiff, P.O. Box 913, Cardiff, CF2 3YB, United Kingdom

Th. Rasing

Research Institute for Materials, University of Nijmegen, Toernooiveld 1, 6525 ED Nijmegen, The Netherlands

Abstract
The electronic and magnetic structure of the ferromagnetic (110) nickel surface is calculated within the first-principles Layer Korringa Kohn Rostocker (LKKR) method. Spin-dependent results are given for the local density of states which show the existence of several empty surface states at the high symmetry directions of the surface Brillouin zone. Unoccupied surface states with their dispersion are described in detail and compared with inverse photoemission measurements. Second harmonic generation can be calculated in magnetic systems within the framework of the LKKR method. We present preliminary results which show that surface states are responsible for an enhancement of the second harmonic electric current in the vicinity of the (110) nickel surface. Such a surface state contribution to the second harmonic signal has recently been observed in Ni(110).


J. Phys. Condens. Matter 13 (2001) pp. L607-L612

Reflection anisotropy spectroscopy of W(110): an optical probe of surface electronic structure

D. S. Martin, O. Zeybek, B. Sheridan, S.D. Barrett and P. Weightman

Surface Science Research Centre, The University of Liverpool, PO Box 147, Liverpool, L69 3BX, UK

J.E. Inglesfield

Department of Physics and Astronomy, University of Wales Cardiff, P.O. Box 913, Cardiff, CF2 3YB, United Kingdom

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
The reflection anisotropy (RA) spectrum of W(110) has been measured, showing a large resonance feature which is due to transitions from occupied surface states. To understand the origin of the spectral profile a layer-KKR calculation of the surface electronic structure has been performed and from the joint density of states the important transitions have been identified. These are due to transitions from surface states with a large p-component to unoccupied d-states, the anisotropy arising from the relative weight of px and py. These surface states have been previously measured in angle-resolved photoemission. The adsorption of oxygen on the W(110) surface has been studied, showing a decrease in anisotropy with increasing O coverage and confirming the surface sensitivity. For the first time the consideration of the density of states upon the initial and final electronic states participating in RA transitions is made.


Appl. Phys. A 72 (2001) pp. S147-S148

Electronic structure of an adsorbate in a resonator

J. Kliewer and R. Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany
and
Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
We report the controlled modification of the electronic structure on a single Mn adsorbate. This modification was achieved by placing the Mn atom within geometrical arrays of adatoms on Ag(111), and observed with local tunnelling spectroscopy. The changes result from the coupling between the Mn $s$ level and surface electronic states of the substrate, which are strongly influenced by the size and geometry of the nanocavity. The dimension and geometry of the adatom array thus provide a degree of control over the induced changes.


Comp. Phys. Commun 134 78-85 (2001).

Ewald summation technique for one-dimensional charge distributions

D.J. Langridge, J.F. Hart, and S. Crampin

Department of Physics, University of Bath, Bath BA2 7AY, United Kingdom

Abstract
We address the numerical evaluation of problematic lattice sums that occur when dealing with long-range electrostatic interactions in systems with one-dimensional periodicity. An Ewald-type solution is developed yielding rapidly convergent sums. Explicit expressions are given for the Madelung matrices that enter the potential and total energy in self-consistent electronic structure calculations for systems such as atomic wires and steps.


Phys. Rev. Lett. 85 (2000) pp. 4936-4939

Controlled modification of individual adsorbate electronic structure

J. Kliewer and R. Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany
and
Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
Modification of the electronic structure of a single Mn adsorbate placed within a geometrical array of adatoms on Ag(111) is observed using local spectroscopy with the scanning tunneling microscope. The changes result from coupling between the adsorbate level and surface electronic states of the substrate. These surface states are scattered coherently within the adatom array, mediating the presence and shape of the array to the adsorbate within. The dimension and geometry of the adatom array thus provide a degree of control over the induced changes.


J. Elec. Spec. and Relat. Phenom. 109 (2000) pp. 51-61

Scanning tunneling spectroscopy of surfaces where surface states dominate

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
The spectroscopic study with the scanning tunneling microscope (STM) of systems where surface states are prominent is discussed. The observation of surface states in the STM and the success of perturbative calculations of the tunneling current in such cases is attributed to a common cause, namely the finite intrinsic lifetime of electrons in the surface state. A computational framework is described for modeling scanning tunneling microscopy and spectroscopy of Shockley surface states on close-packed faces of the noble metals, including their interactions with surface structures. This is used to model experiments on both clean surfaces and within atomic corrals, highlighting the role of the STM in investigating both elastic and inelastic scattering mechanisms at surfaces.


J. Elec. Spec. and Relat. Phenom. 109 (2000) pp. 71-84

STM and STS of bulk electron scattering by subsurface objects

M. Schmid

Institut für Allgemeine Physik, Technische Universität Wien, A-1040 Wien, Austria

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

P. Varga

Institut für Allgemeine Physik, Technische Universität Wien, A-1040 Wien, Austria

Abstract
Results obtained on aluminum and copper surfaces are used to demonstrate the ability of scanning tunneling microscopy (STM) and spectroscopy (STS) to detect subsurface structures through their influence on the electronic structure. Subsurface Ar bubbles in Al lead to a quantum well bounded by the outer surface and the top of the bubbles. Using z(V) spectroscopy, where the STM feedback loop keeps the current constant while ramping the voltage, it is possible to detect the energy steps between the quantum well states; combined with a one-dimensional model employing a realistic potential for the electrons, this allows an estimate of the thickness of the quantum well, i.e., the depth of the bubbles. Simulated STM images calculated with a three-dimensional scattering theory reproduce many details of the interference pattern, and confirm the size and shape of the bubbles. Interference patterns attributed to subsurface scatterers have also been detected on Cu(111) and Cu(100). We propose that the patterns observed on Cu(111) are due to focusing of electron waves in certain crystallographic directions, whereas those on Cu(100) are unexplained up to now.


J. Phys.: Condens. Matt. 12 (2000) pp. L489-L496

Nature of Friedel Oscillations around Si dopants in the GaAs(110) accumulation layer

J.E. Inglesfield

Department of Physics and Astronomy, University of Wales Cardiff, P.O. Box 913, Cardiff, CF2 3YB, United Kingdom

M.H. Boon

Institute for Theoretical Physics, University of Nijmegen, P.O. Box 9010, NL-6500 GL Nijmegen, Netherlands

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
The screening of sub-surface Si impurities in an accumulation layer at the GaAs(110) surface is calculated. Such an accumulation layer can be induced by a scanning tunneling microscope tip, and surface Friedel oscillations have been imaged around the Si dopants. This study uses the effective mass approximation to describe the electrons in the GaAs conduction band, and a fitted model potential for the impurity. Two-dimensional effects dominate, with a doubly occupied bound state pulled off the lowest sub-band by the impurity, and a depletion of one electron in the conduction states. The bound state gives a large central peak in the surface induced charge, with the Friedel oscillations coming from the change in the conduction states. To explain the amplitude of the observed oscillations, it is necessary to reduce the tunneling contribution from the bound state.


Phys. Rev. B 61 (2000) pp. 15596-15599

Envelope functions for conduction electron states at GaAs(110)

J.E. Inglesfield

Department of Physics and Astronomy, University of Wales Cardiff, P.O. Box 913, Cardiff, CF2 3YB, United Kingdom

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
Low-lying conduction band wave-functions are calculated for semi-infinite GaAs(110), using the layer-KKR method. It is found that the envelope functions for the orbitals with even mirror symmetry are in quadrature with the envelopes for the odd orbitals. The even orbitals dominate, and a single envelope function with a node close to the surface works well. The tunneling into the surface barrier is rather constant for the states considered, within 0.28 eV of the bottom of the conduction band. Thus recent STM experiments on sub-surface impurity screening in accumulation layers with this amount of band-bending probe the surface charge density.


Science 288 (2000) pp. 1399-1402

Dimensionality effects in the lifetime of surface states

J. Kliewer

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany

R. Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany
and
Institut für Experimentelle und Angewandte Physik, Christian-Albrechts-Universität zu Kiel, D-24098 Kiel, Germany

E.V. Chulkov, V.M. Silkin and P.M. Echenique

Departamento de Física de Materiales, Facultad de Química, Universidad del Pais Vasco
and
Centro Mixto UPV-CSIC and Donostia International Physics Center, Apdo. 1072, 20080 San Sebastian/Donostia, Spain

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
A long standing discrepancy between measured and calculated values for the lifetimes of holes in the surface state electron bands on noble metal surfaces is resolved, with both found to have been in error. The ability of the scanning tunneling microscope to verify surface quality before taking spectroscopic measurements is exploited to remove the effects of defect scattering on experimental lifetimes, found to have been a significant contribution to prior determinations. A new theoretical treatment of inelastic electron-electron scattering is developed which explicitly includes hitherto ignored intra-band transitions within the surface state band. The new physical picture to emerge has two-dimensional decay channels dominating the electron-electron interactions that contribute to the hole decay, screened by both s-p and d electron states of the underlying three-dimensional electron system.


Appl. Phys. A 69 (1999) pp. 503-506

Surface-state linewidth from scanning tunnelling spectroscopy

Richard Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany

Jiutao Li and Wolf-Dieter Schneider

Institut de Physique Experimentale, Universite de Lausanne, CH-1015 Lausanne, Switzerland

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
The STM can be used to investigate lifetimes of hot holes in a surface state at low temperatures. We analysed dI/dV data from a Ag(111) using detailed tunnelling calculations and a simple model and found an electron self-energy of Sigma=4.9 +/- 0.6 meV. The corresponding lifetime tau = 67 +/- 8 fs is considerably higher than those determined by angle-resolved photoemission, although it remains below theoretical predictions. Spatially resolved dI/dV spectra reveal that the lifetime decreases drastically in proximity to defects such as surface steps.


Surf. Sci. 422 (1999) pp. 95-106

Tunnelling spectroscopy of surface state scattering and confinement

Jiutao Li and Wolf-Dieter Schneider

Institut de Physique Experimentale, Universite de Lausanne, CH-1015 Lausanne, Switzerland

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Richard Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany

Abstract
Using low-temperature scanning tunnelling microscopy we have investigated confinement of electronic surface states to hexagonal islands and other nanoscale structures on Ag(111). Local spectroscopy and spatial maps of the differential conductance are analysed using simple models of the electronic structure. We find that the concept of confinement of a two-dimensional surface state applies down to very small structures, and observe in real space how proximity to defects affects surface state lifetimes.


Phys. Rev. Lett. 81 (1998) pp. 4464-4467

Surface state lifetime measured by scanning tunneling spectroscopy

Jiutao Li and Wolf-Dieter Schneider

Institut de Physique Experimentale, Universite de Lausanne, CH-1015 Lausanne, Switzerland

Richard Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany

O.R. Bryant and S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
Quasiparticle interactions broaden spectral features at surfaces, which can be measured using the scanning tunneling microscope (STM). We report the first study of lifetimes effects on Shockley surface state electrons using low-temperature STM spectroscopy. Data taken from Ag(111) are analysed and understood using detailed tunneling calculations and a simple model, and found to correspond to a self-energy of Sigma=4.9 +/- 0.6 meV. This is considerably below values determined by angle-resolved photoemission, but remains higher than theoretical predictions.


Phys. Rev. Lett. 80 (1998) pp. 3332-3335

Electron confinement to nanoscale Ag islands on Ag(111): a quantitative study

Jiutao Li and Wolf-Dieter Schneider

Institut de Physique Experimentale, Universite de Lausanne, CH-1015 Lausanne, Switzerland

Richard Berndt

2. Physikalisches Institut, RWTH Aachen, D-52056 Aachen, Germany

S. Crampin

Department of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
Lateral confinement has been suggested as a possible mechanism for depopulation of surface state levels and concomitant modification of metal surface related properties. Studies to date give conflicting accounts of the effectiveness of confinement due to scattering at step edges. We present a quantitative study of surface states on nanoscale Ag islands on Ag(111), using low-temperature scanning tunneling microscopy and electronic structure calculations. These results confirm the validity of the confinement picture down to the smallest of island sizes.


Journal of Chemical Physics 107 (1997) pp.8103-8109

Ab-initio diffusional potential energy surface for CO chemisorption on Pd{100} at high coverage: Coupled translation and rotation

P. Hu

University of Cambridge, Department of Chemistry, Cambridge CB2 1EW, UK
and
School of Chemistry, The Queen's University of Belfast, Belfast BT9 5AG, UK

D. A. King

University of Cambridge, Department of Chemistry, Cambridge CB2 1EW, UK

S. Crampin, M. H. Lee, M. C. Payne

University of Cambridge, Cavendish Laboratory, Cambridge CB3 0HE, UK

Abstract
The ground state potential energy surface for CO chemisorption across Pd{110} has been calculated using density functional theory with gradient corrections at monolayer coverage. The most stable site corresponds well with the experimental adsorption heat, and it is found that the strength of binding to sites is in the following order: pseudo-short-bridge > atop > long-bridge > hollow. Pathways and transition states for CO surface diffusion, involving a correlation between translation and orientation, are proposed and discussed.


Phys. Rev. B 54 (1996) pp. 17367-17370

Fully three-dimensional scattering calculations of standing electron waves in quantum nanostructures: the importance of quasiparticle interactions.

S. Crampin and O.R. Bryant

School of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
We describe full multiple scattering calculations of surface state electrons in quantum nanostructures built from of a small number of adatoms. These are structures which have been assembled and studied in recent cryogenic STM experiments. Our calculations confirm the nature of electron confinement deduced from a previous continuum model. We highlight the role of the intrinsic electron lifetime in determining spectral features, arguing that atomic corrals could serve as useful ``nanoscale quantum laboratories'' of many-body processes at surfaces. Results for structures assembled from several different atomic species show remarkable similarities, a specific prediction of our theory.


Surf. Sci. Lett. 364 (1996) pp. L595-L599

Ab-initio results for the adiabatic atom-surface interaction for helium and neon on a simple metal

F. Montalenti, M.I. Trioni and G.P. Brivio

Istituto Nazionale di Fisica della materia-Dipartimento di Fisica, Universita di Milano, Via Celoria 16, 20133 Milano, Italy

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
We report an ab-initio calculation of the adiabatic electronic properties of He and Ne atoms interacting with a jellium (Al-like) surface, in the framework of the embedding method and using density functional theory in the local density approximation. In particular, attention is focused on the repulsive atom--surface potential. For incident atoms with initial kinetic energies in the typical experimental range (up to about 200 meV), it is shown that Ne gets closer to the metal than He. This is in agreement with the experimental observation of a greater sensitivity to the surface electronic structure of Ne than of He, but in contrast with results obtained by simply applying the effective medium theory to the Ne/metal system.


J. Magn. Magn. Mater. 156 (1996) pp. 107-108

Empty electron states in ultrathin Fe/Au(100) films

S. De Rossi

Istituto Nazionale di Fisica della Materia-Dipartimento di Fisica, Politecnico di Milano, piazza Leonardo da Vinci 32, I-20133 Milano, Italy

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

F. Ciccacci

Istituto Nazionale di Fisica della Materia-Dipartimento di Fisica, Politecnico di Milano, piazza Leonardo da Vinci 32, I-20133 Milano, Italy

Abstract
We report a spin-resolved inverse photoemission study of the Fe films grown on Au(100), in which we have identified empty states with majority and minority spin character. We have also identified a spin-polarised interface states present in ultrathin films.


Phys. Rev. Lett. 77 (1996) pp. 908-911

Unexpected Negative Exchange Splitting of the Fe(001) Image State

S. De Rossi and F. Ciccacci

Istituto Nazionale di Fisica della Materia-Dipartimento di Fisica, Politecnico di Milano, piazza Leonardo da Vinci 32, I-20133 Milano, Italy

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
We have observed a surprising negative exchange splitting of the n = 1 image-potential surface state at Fe(001) using spin resolved inverse photoemission, indicating that the minority-spin level has a lower energy than the majority-spin level. Calculations show the negative sign results from two superimposing effects. A true reverse polarization of the image state, which hybridizes with bulk bands, which is then enhanced by matrix element effects in inverse photoemission.


Phys. Rev. B 54 (1996) pp. R2343-R2346

Effects of interface magnetic moments and quantum-well states on magnetisation-induced second harmonic generation

P. van Gelderen

Research Institute for Materials, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

Th. Rasing and J.E. Inglesfield

Research Institute for Materials, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We develop a model for magnetisation-induced second-harmonic-generation (MSHG) experiments on Co/Cu(001) and Cu/Co(001) overlayers by expanding the nonlinear optical susceptibility to lowest order in the magnetisation, and taking the latter to be given by the interface moments from ab-initio electronic-structure calculations. The model accounts well for the relative MSHG signal from Co/Cu(001), but contrary to experiment predicts a nearly constant signal for Cu/Co(001). We discuss the possibility of quantum-well states accounting for the failure in the latter case.


Phys. Rev. B 53 (1996) pp. 13817-13823

Integrity of quantum-well resonances in metallic overlayers

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

S. De Rossi and F. Ciccacci

Istituto Nazionale di Fisica della Materia-Dipartimento di Fisica, Politecnico di Milano, piazza Leonardo da Vinci 32, I-20133 Milano, Italy

Abstract
Spin-polarized quantum well states in Ag/Fe(001) have been studied by spin-resolved inverse photoemission and ab-initio electronic structure calculations. We find excellent agreement between predicted and measured sp-quantum well states, including majority-spin resonances previously unobserved in this system. These exhibit unusual behaviour, narrowing as they move further into the continuum energy range. With increasing Ag coverage the resonance widths are shown to reduce in line with level spacings, indicating the quantum well levels retain their integrity in thick films.


Phys. Rev. B 53 (1996) pp. 9115-9122

Quantum well states in Cu/Co overlayers and sandwiches

P. van Gelderen

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

J.E. Inglesfield

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We report ab initio calculations of quantum well states in Cu/Co(001) and Co/Cu(001) overlayers and in Co/Cu/Co(001) sandwiches. Overlayer states are found which coincide well with those previously identified in photoemission and inverse photoemission experiments. In Cu/Co and at energies overlapping with the substrate continuum, minority spin resonances are clearly identifiable. However in the majority spin channel coupling to the substrate is strong enough to effectively destroy quantum well features. In Co/Cu/Co(001) sandwiches discrete states are found at similar energies to those in overlayers of corresponding Cu thicknesses, but well defined resonance states are absent in both spin channels. There is no longer a strongly size-dependent electronic structure at the Fermi energy. We conclude care must be taken in extrapolating from the electronic structure of overlayer systems to that of other modulated structures.


Phys. Rev. B 53 (1996) pp. 8052-8064

Embedding approach to the isolated adsorbate

M.I. Trioni and G.P. Brivio

Istituto Nazionale di Fisica della materia-Dipartimento di Fisica, Universita di Milano, Via Celoria 16, 20133 Milano, Italy

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

J.E. Inglesfield

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
An embedding method is proposed, based upon Green function matching, for calculating the electronic properties of an isolated adsorbate. The self-consistent single-particle Schrodinger equation is solved in a localized region containing the adsorbate and that part of the substrate mainly perturbed by it. The extended substrate is taken into account exactly by an effective embedding potential. The advantages of the method for the adsorption problem are discussed and tested by a calculation of the electronic properties of isolated Si and N adatoms on Al, modelled as jellium. In the former case excellent agreement is found with the results previously computed by other methods, in the latter, not previously investigated by a first principles approach, the ionic-like character of the bond is seen in the calculated charge densities and densities of states. Finally the problem of the lack of screening due to the presence of an adatom on a simple metal surface is estimated by the generalized phase shift theory. This effect turns out to be an important contribution to the atom-surface interaction energies, and it is corrected to first order by the use of the grand-canonical energy functional.


Phys. Rev. Lett. 76 (1996) pp. 2298-2301

Quantum wells and electron interference phenomena in Al due to subsurface noble gas bubbles

M. Schmid, W. Hebenstreit, and P. Varga

Institut für Allgemeine Physik, Technische Universität Wien, A-1040 Wien, Austria

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
Scanning tunneling miscroscopy on Ar ion bombarded and annealed aluminum surfaces shows electron interference between the surface and subsurface bubbles of implanted gas. The depth of the bubbles as determined from the energy dependence of the standing waves indicates a minimum around 6-7 layers on Al(111). The appearance and energy dependence of the interference pattern is in good agreement with scattering theory based on free electrons, and indicates the bubbles have a shape given by the Wulff construction.


Phys. Rev. B 52 (1995) pp. 3063-3066

Magnetism of Fe on Au(100) in the monolayer limit

S. De Rossi and F. Ciccacci

Istituto Nazionale di Fisica della Materia-Dipartimento di Fisica, Politecnico di Milano, piazza Leonardo da Vinci 32, I-20133 Milano, Italy

S. Crampin

School of Physics, University of Bath, BA2 7AY, United Kingdom

Abstract
We report a spin-resolved inverse photoemission study of the electronic structure of Fe/Au(100) thin films, concentrating on states at the center of the surface Brillouin zone and film thicknesses in the monolayer regime. We identify states with minority-spin character 0.7 eV above the Fermi level, confirming previous tentative assignments based upon spin-integrated studies. However, a feature previously assigned to a quantum-well state is found to be exchange split by only 200 meV, too small to originate from Fe-derived states, but in line with self-consistent band-structure calculations that predict an Au-derived interface state.


Phys. Rev. B 51 (1995) pp. 7318-7321

The embedding method for confined quantum systems

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge, CB3 0HE, United Kingdom

M. Nekovee and J.E. Inglesfield

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We discuss the application of the embedding method to the problem of finding the eigenstates of confined quantum systems. Embedding is a general way of tackling boundary condition problems, giving a true variational principle, and we apply it to the confinement problem by embedding within an isotropic medium with a very large potential. Corrections for incomplete confinement are described. The method is tested on examples recently studied by Brownstein [Phys. Rev. Lett. 71, 1427 (1993)], namely an electron in two dimensions confined within the quadrant of a circle, and a H atom off centre in a spherical cavity.

[ Full text (pdf)] (93Kb)

Electronic Surface and Interface States on Metallic Systems, E. Bertel and M. Donath, eds., (World Scientific, 1995), pp. 187-201.

Two- and three-dimensional aspects of surface state confinement

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge, CB3 0HE, United Kingdom

M.H. Boon and J.E. Inglesfield

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
The confinement of surface state electrons on Cu(111) by nanoscale structures is modelled in this paper by a cylindrical sheath potential on the surface. The confined states can leak through the potential barrier and are also scattered into bulk states, and the contributions of these processes to the lifetime are discussed. Scattering into bulk states provides the most important energy broadening mechanism in this calculation, but contrary to experiment the broadening vanishes as the energy approaches the bottom of the surface state band. The limitations of a two-dimensional treatment of the scattering of surface states by surface potentials are discussed. In a two-dimensional approximation, the sheath model potential can reproduce very well the local density of states at the centre of a ring of discrete s-wave scatterers.


Phys. Rev. B 50 (1994) pp. 18564-18571

Effective cluster interactions at alloy surfaces and charge self-consistency: Surface segregation in Ni-10 at.% Al and Cu-Ni

T.Schulthess and R. Monnier

Laboratorium für Festkörperphysik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge CB3 0HE, United Kingdom

Abstract
First principles results are presented for the effective cluster interactions at the surface of a random Ni-10 at.% Al alloy. The derivation is based on an extension of the generalized perturbation method to semi-infinite inhomogeneous binary alloys, using a layer version of the Korringa Kohn Rostocker multiple scattering approach in conjunction with the single site coherent potential approximation to compute the self-consistent electronic structure of the system. When applied to the bulk, the method yields effective pair interactions which have the full point group symmetry of the lattice to a very high level of numerical accuracy, despite of the fact that intra- and interlayer couplings (scattering path operators) are treated differently, and which are in perfect agreement with those of a recent 3-dimensional treatment. Besides the pair terms, a selected class of triplet and quadruplet interactions are calculated, as well as the point interactions induced by the presence of the surface. The value of the latter in the first lattice plane is strongly exaggerated in our approach, leading to a complete segregation of the minority species to the surface. Using a value corresponding to the difference in the surface energies of the pure components for this term leads to the observed Al concentration of approximately 25% at the surface. Possible reasons for the shortcoming of the theory are analyzed, and test calculations for the well studied Cu-Ni system show that the free energy of the seminfinite alloy cannot be approximated by the sum over the single particle band energies, once charge selfconsistency is enforced at the surface.


Chemical Physics Letters 230 (1994) pp.501-506

Gradient Corrections in Density Functional Theory Calculations for Surfaces: CO on Pd(110)

P. Hu, D. A. King

University of Cambridge, Department of Chemistry, Cambridge CB2 1EW, England

S. Crampin, M. H. Lee, M. C. Payne

University of Cambridge, Cavendish Laboratory, Cambridge CB3 0HE, England

Abstract
Ab initio total energy calculations have been performed for CO chemisorption on Pd(110). Local density approximation (LDA) calculations yield chemisorption energies which are significantly higher than experimental values but inclusion of the generalised gradient approximation (GGA) gives better agreement. In general, sites with higher coordination of the adsorbate to surface atoms lead to a larger degree of overbinding with LDA, and give larger corrections with GGA. The reason is discussed using a first-order perturbation approximation. It is concluded that this may be a general failure of LDA for chemisorption energy calculations. This conclusion may be extended to many surface calculations, such as potential energy surfaces for diffusion.


J. Phys.: Condens. Matter 6 (1994) pp. L613-L618

Surface states as probes of buried impurities

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge CB3 0HE, United Kingdom

Abstract
Shockley surface states at metal surfaces decay exponentially into the crystal, typically penetrating several interplanar spacings. Within this distance defects such as impurity atoms will scatter the surface state electrons and give rise to characteristic standing wave patterns in the local density of states outside the surface, similar to those recently detected with the STM due to scattering by adatoms. A multiple scattering theory is developed to model this situation and applied to impurities near the Cu(111) surface. The results are discussed within a two-dimensional scattering model and the prospects for observation with the STM considered.


Phys. Rev. Lett. 73 (1994) pp. 1015-1018

Influence of bulk states on laterally confined surface state electrons

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge, CB3 0HE, United Kingdom

M.H. Boon and J.E. Inglesfield

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
Strong scattering by adatoms positioned with the tip of an STM has recently been used to confine surface state electrons to nanoscale structures. We develop a model for confinement by a circular potential on a metal surface, including substrate band structure effects. Scattering into bulk states provides an important broadening mechanism for partially confined states. Contrary to experiment the level width vanishes as the energy approaches the surface state band edge, indicating an additional dominant broadening mechanism for laterally confined surface state levels seen in the STM.

[ Full text (pdf)] (122Kb)

J. Phys.: Condens. Matter 6 (1994) pp. 7227-7237

Unoccupied electronic states in Au(100) surfaces

F. Ciccacci, S. De Rossi, and A. Taglia

Dipartimento di Fisica, Politecnico di Milano, piazza Leonardo da Vinci 32, I-20133 Milano, Italy

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge CB3 0HE, United Kingdom

Abstract
We present a joint experimental and theoretical work on the emply electronic states of Au(100) surfaces. Bothe the stable 5 x 10 reconstructued and the metastable defect-stabilised 1 x 1 surfaces have been investigated by means of angle-resolved inverse photoemission, and the electronic structure has been determined theoretically for the 1 x 1 surface within the local density approximation. The experimental spectra for the two surfaces are very similar, showing in both cases bulk derived transitions and a surface feature corresponding to the n=1 image potential state. In the spectra from the metastable surface, a strong n=0 surface resonance is also observed. Comparison with theoretical calculations for the 1 x 1 surface gives generally good agreement for the bulk transitions, but suggests that surface defects strongly influence surface states localised near the surface layer.


Phys. Rev. B 49 (1994) pp. 14035-14038

Partial wave summations in atomic-sphere surface calculations

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge CB3 0HE, United Kingdom

Abstract
Using a simple model it is demonstrated that l=3 partial waves contribute significantly to the description of the exponentially decaying charge distribution at metal surfaces calculated within the atomic-sphere approximation. Despite a partially compensating error in the calculated Fermi level, truncating at l=2 overestimates calculated work functions by up to 0.7eV or 15%, whilst trends are well established. The better converged results improve agreement with experiment for the late-row metals, but generally result in poorer agreement for the BCC transition metals.


Surf. Sci. 307/309 (1994) pp. 41-45

The embedding method for surface adsorption

M.I. Trioni

Istituto Nazionale di Fisica della materia-Dipartimento di Fisica, Universita di Milano, Via Celoria 16, 20133 Milano, Italy

J.B.A.N. van Hoof

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

S. Crampin

Cavendish Laboratory, Madingley Road, Cambridge CB3 0HE, United Kingdom

G.P. Brivio

Istituto Nazionale di Fisica della materia-Dipartimento di Fisica, Universita di Milano, Via Celoria 16, 20133 Milano, Italy

J.E. Inglesfield

Institute for Theoretical Physics, University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We report preliminary results for the electronic properties of an adsorbate on jellium obtained by solving self-consistently the one-electron Schrodinger equation within a localized spherical (embedding) region containing the adatom. The extended substrate is taken into account by an effective potential defined on the surface of the sphere. The charge density of the clean surface and of Si on jellium are in excellent agreement with those previously computed by other methods, and we highlight the advantages of our new approach to the adsorption problem.


J. Phys.: Condens. Matter 5 (1993) pp. L443-L448

Segregation and the work function of a random alloy: PdAg(111)

S. Crampin

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
Self-consistent parameter-free calculations of the surface electronic structure of a random alloy are used to discuss the composition dependance of the work function (phi) of the PdAg(111) random alloy surface. For crystals with uniform composition profile phi varies almost linearly between the pure metal limits, and in the presence of segregation is found to be a measure of the surface layer composition. Good agreement with measured polycrystalline work functions is found using experimentally determined segregation data. The results are used to understand screening within PdAg alloys and point to possible surface-alloy formation during the growth of Pd on Ag.


Solid State Commun. 87 (1993) pp. 317-320

Influence of interdiffusion on the interfacial magnetism in Fe/Ru superlattices

T. Schulthess

Institut für Angewandte Physik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

S. Crampin

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

R. Monnier

Laboratorium für Festkörperphysik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

Abstract
We study the effect of interdiffusion on the magnetism of two Fe/Ru superlattices representative of the two structures proposed in the literature. Our approach is a combination of the layer Korringa-Kohn-Rostoker method with the multiple-scattering spin-polarised version of the coherent-potential approximation. We find that even a 20% alloying in the boundary planes produces only an insignificant reduction of the Fe moments at the interface, so that interdiffusion cannot be at the origin of the magnetically dead layers observed in these systems. From an analysis of results for bulk alloys we deduce that local geometrical relaxation and possibly on-site Coulomb interactions of the Fe 3d electrons are responsible for the moment suppression.


J. Phys.: Condens. Matter 5 (1993) pp. 4647-4664

Fe on Au(001): magnetism and band formation

S. Crampin

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
The development of thin-film electronic and magnetic properties with film size are addressed in a study of Fe on Au(001), up to 10 Fe layers thick and including the Au overlayer formed during normal growth conditions. Enhanced moments at the Fe/Au interface are observed, decaying to bulk over 3 Fe layers, and the weak Fe-Au interaction is reflected in moments similar to those of the Fe(001) surface and in a very small asymmetry in the magnetic properties of the Fe film. Calculated hyperfine fields are found to exhibit a strong dependence upon film thickness and no simple relationship with the local spin moments. Densities of states and core-level shifts reflect changes in nearest-neighbour species and give a consistent picture of the interface bonding. The development of zone-centre states with film thickness is followed, and bulk-band overlap and interfacial bonding are found to influence the distribution of quantum well states strongly.


Phys. Rev. Lett. 70 (1993) pp. 3099-3102

Magnetic splitting of image states at Fe(011)

M. Nekovee, S. Crampin and J.E. Inglesfield

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
The exchange splitting of image-induced surface states on Fe(110)is calculated by spin-polarised near-surface embedding. The splitting is 55 meV for the n=1 state and is primarily a result of coupling to the spin-polarised substrate potential. The effect of the spin-polarised surface barrier is relatively small and of opposite sign to the substrate contribution. This surprising result is a direct consequence of the negative spin density fof surface electrons at the Fermi energy, illustrating the sensitivity of spin-split image states to surface magnetic properties.


Phys. Rev. B 47 (1993) pp. 4810-4813

Magnetic structure near (310) tilt boundaries in iron

K. Hampel and D.D. Vvedensky

The Blackett Laboratory, Imperial College, London SW7 2BZ, United Kingdom

S. Crampin

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
The layer Korringa-Kohn-Rostoker method has been used to investigate the electronic and magnetic structure of an isolated Sigma-5 Fe (310) tilt boundary. The calculation shows an enhancement of the local magnetic moment at the grain boundary, which decays away rapidly from the region of the interface. The magnitude and form of the enhancement is similar to that found near iron surfaces from recent tight-binding calculations.


Phil. Mag. A 67 (1993) pp. 1447-1457

Stacking fault energies of random metallic alloys

S. Crampin

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

D.D. Vvedensky

The Blackett Laboratory, Imperial College, London SW7 2BZ, United Kingdom

R. Monnier

Laboratorium für Festkörperphysik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

Abstract
Stacking fault energies in dilute Cu(Al) alloys and across the composition range of PdAg alloys are calculated from first-principles using the layer Korringa-Kohn-Rostoker method and treating the compositional disorder within the coherent potential approximation. In Cu(Al), rigid band behaviour results in a sharp reduction in the fault energy with Al concentration. The non-uniform variation of the fault energy in PdAg is understood in terms of the relative band-widths and d-resonance energies of Pd and Ag.


Surf. Sci. 287/288 (1993) pp. 732-735

Subvolume embedding for interfacial electronic structure

S. Crampin, M. Nekovee, J.B.A.N. van Hoof and J.E. Inglesfield

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We discuss aspects of a new method for interfacial electronic structure calculations which combines full potential accuracy and linear scaling of cpu/memory requirements with the number of atomic planes. The basic method is to partition space into subvolumes, with a separate expansion of the one-electron Green function made within each subvolume. Adjacent subvolumes are coupled via embedding potentials. We comment upon the advantages of the method, and illustrate with some applications to the stepped jellium surface.


J. Phys.: Condens. Matter 4 (1992) pp. 8477-8488

The surface state-surface resonance transition on Ta(011)

J.B.A.N. van Hoof, S. Crampin and J.E. Inglesfield

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We study an unusual surface state-surface resonance transition recently identified in photoemission on Ta(011) using surface electronic structure calculations performed with the surface embedded Green function method. The transition is understood in terms of the relative movement of the bulk bands and surface potential with increasing parallel momentum, which switches the condition for a surface state below the band at the zone centre to a resonance within the band beyond 0.11 inverse Angstrom along Gamma-bar. A simple two-band model is constructed to illustrate the effect. Comparison of the calculated and experimental surface bands away from the zone centre shows sizeable differences, and we predict the existence of several unnocupied surface states which should be visible to inverse photoemission.


J. Phys.: Condens. Matter 4 (1992) pp. 1475-1488

Full-potential embedding for surfaces and interfaces

S. Crampin, J.B.A.N. van Hoof, M. Nekovee and J.E. Inglesfield

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

Abstract
We extend the surface-embedded Green function technique for calculating the electronic structure of surfaces and interfaces by presenting a method for determining substrate embedding potentials which makes no approximations to the substrate potential. We first present an alternative derivation of the surface embedded Green function method, to clarify the use of a planar surface in simulating embeddeing on a more complicated surface, and illustrate this with rigorous tests. Considering the case of a region embedded on two surfaces, we determine the conditions under which the resulting Green function may itself be used as a substrate embedding potential, and thereby derive a precedure for obtaining anembedding potential which makes no approximation to the substrate potential. In the case of a substrate with semi-infinite preiodicity this reduces to a self-consistency relation, for which we describe a first-order iterative solution. Finally, a particularly efficient scheme for obtaining local properties within a surface or interface region is outlined. This constitutes a full-potential solution to the one-electron Schrödinger equation for systems of two-dimensional periodicity, whose calculation time scales linearly with the number of atomic planes.


Phys. Rev. B 45 (1992) pp. 464-467

Interdiffusion and magnetism in Cu/Ni/Cu sandwiches

S. Crampin

Institute for Theoretical Physics, Catholic University of Nijmegen, Toernooiveld, NL-6525 ED Nijmegen, The Netherlands

R. Monnier

Laboratorium für Festkörperphysik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

T. Schulthess

Institut für Angewandte Physik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

G.H. Schadler

Laboratorium für Festkörperphysik, ETH-Hönggerberg, CH-8093 Zürich, Switzerland

D.D. Vvedensky

The Blackett Laboratory, Imperial College, London SW7 2BZ, United Kingdom

Abstract
Results are presented for the magnetic-moment distribution in a (111) sandwich consisting originally of three perfect layers of nickel bounded on each side by a semi-infinite copper crystal, for different degrees of interdiffusion. The approach used is a combination of the recently developed layer Korringa-Kohn-Rostoker method, with the multiple-scattering spin-polarised version of the coherent-potential-approximation. When applied to bulk homogeneous CuxNi1-x, it yields average and Ni moments in excellent agreement with experiment. The sandwich geometry is found to favor magnetism at Ni concentrations far below the bulk critical value.


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