In
U. Backes (ed.), Rechsextreme Ideologien im 20 und 21 Jahhundert
(Bohlau Verlag,
and
C.
Iordachi (ed), Comparative
Fascist Studies (Routledge, Abingdon, 2010)
The
Nature of ‘Generic Fascism':
Roger
Eatwell[1]
Writing in the
late 1980s, Tim Mason lamented 'Whatever Happened to Fascism?'[1]
Mason was not referring to the disappearance of the 'f' word from current
discourse (to this day, 'fascism' remains a commonplace in popular demonology).
Nor was he mourning a dearth of academic books about fascism. Rather, Mason was
referring to the decline of the academic view that inter-war
Yet by the late
1990s, Roger Griffin could claim that there was a 'new consensus' about the
nature of ‘generic fascism’.[4]
At the turn of the decade,
'Fascism is a genus of political ideology whose mythic core in
its various permutations is a palingenetic form of populist ultra-nationalism’.[8]
Gone was Nolte's
focus on what Stanley Payne, in an elegant tripartite re-working of the list
approach, has termed fascism’s ‘negations’ (Payne identified the other two
definitional dimensions as lying in fascism's style and organisation, and its
ideology and goals).[9]
Instead,
However, the
claim that a 'new consensus' has emerged is overstated. Many historians
continue to ignore the generic fascism debate, or dismiss it as being of little
or no use by way of historical explanation. This seems to be particularly true
of historians who focus on understanding Nazism's turbulent trajectory.[13]
I have already argued that there are serious dangers in over-stressing fascism's affective, rather than its more rational economic and other appeals. It is true that fascism often employed the iconography and language of religion, such as hagiographic processions and the terminology of ‘rebirth’. But in part this was a propagandistic attempt to exploit existing sentiments, or to counter the religious mythology of the left. Most fascists did not seek to replace existing religions, at least in the foreseeable future. I have also argued that the rise of fascism was linked to an attempt to delineate a serious nationalist ideology, and that fascism should be defined essentially as an ideology - just like liberalism or socialism.[20] Put another way, fascism can be seen as a collective body of thought about issues such as human nature, and the organisation of economic and political life.[21] Within this fascist ideology, a partly left-influenced productivist economics dimension was crucial - a point which has been underlined by two other pioneers of the empathetic ideological approach - A.J. Gregor and Zeev Sternhell (though neither admit Nazism into the fascist Pantheon on account of its racism).[22] As a result, I have argued that a more comprehensive one-sentence definition holds that fascism is:
‘An ideology that strives to forge social rebirth based on a holistic-national radical Third Way, though in practice fascism has tended to stress style, especially action and the charismatic leader, more than detailed programme, and to engage in a Manichean demonisation of its enemies.[23]
However, whilst ideal type
fascist 'minima' are important as categorising devices, they raise a major
methodological problem in relation to fascism. Some critics argue that fascism
was not essentially ideological - that it was opportunistic and that action and
policy were very context dependent.[24]
Others, most notably Robert Paxton, have argued that fascism changed
dramatically through time.[25]
For example, Italian fascism began with a programme which owed much to the
left, but by the turn of the 1930s it was more clearly on the right and had
signed a Concordat with the Catholic church, yet aspects of the
Therefore, I argue in this paper that the ‘fascist minimum’ needs to be supplemented by what I call the 'fascist matrix'. Instead of seeking to offer a relatively brief definition focusing on specific keywords, the term ‘matrix’ highlights the need to contrast the different ways in which fascists could interpret three partly overlapping key themes. The first theme in the fascist matrix is the quest for a 'new man', which has been central to most of the empathetic school’s attempts to distinguish fascism from the reactionary and reformist right.[27] Second and third are the fascist goals of forging a new sense of nation and state. These themes lay at the very heart of thinking among most key fascist ideologues, and are neatly captured by George Valois, who was shortly afterwards to found the French Faisceau, when he wrote in 1919: 'You want to reformulate the state, restore the nation? You need to appeal to the power of the spirit'.[28]
To be more precise, at the heart of fascist thinking was the creation of a new elite of men, who would forge a holistic nation and build a new third way state. However, there were notable differences among fascists about the new man, the nation and state. Fascism more than any other ideology has fuzzy edges, overlapping at times both the conservative right and even the left. Part of the problem involved in neatly delineating fascism stems from the fact that in practice it was at times opportunistic - and where it achieved power, it in turn attracted many opportunists. More fundamentally, fascism is elusive because it sought radical syntheses of ideas.[29] This point was put well by Sir Oswald Mosley, the leader of the British Union of fascists in the 1930s, when he wrote: 'In this new synthesis of Fascism…we find that we take the great principle of stability supported by authority, by order, by discipline, which has been the attribute of the Right, and we marry it to the principle of progress, of dynamic change, which we take from the Left.'[30] The point of the matrix is to highlight that instead of simply prioritising key words like 'new man', nation' or 'state', we need to ask how fascists conceived such terms, including what they were defined against. The matrix also shows that syntheses could produce conclusions which tended more to the left or more to the right - for example, in relation to the interests of workers versus employers.
Moreover, the
matrix points to the need to break away from a purely history of ideas
approach. Differences about themes such as the 'new man' cannot be understood
simply in philosophical terms. It is necessary to contextualise the situations
in which particular ideas emerged and exerted a popular appeal. For example,
nationalism in 1920s' German was evidently likely to have a more expansionary
and militarist side than nationalism in
In the pages
that follow, I seek to delineate the main inter-war sub-themes within this
matrix and to explore their parameters. As the broad goal of this chapter is to
refine the debate about generic fascism, I do not engage in specific national
debates, such as to what extent Franco’s
1. The New Man
In the mid-1930s Cornelius Codreanu, wrote that: 'This country is dying because of a lack of men not programmes…We do not need to create new programmes, but new men.'[36] The quote is misleading in the sense that, whilst the Iron Guard exhibited a mystical Orthodox religiosity, it did have a programme of agricultural and wider socio-economic reform. But Codreanu’s emphasis on the creation of a ‘new man’ was central to fascist thinking. Some idea of the type of new man sought by fascists can be gauged from Mussolini, who wrote in the 1930s that: 'From beneath the ruins of liberal, socialist, and democratic doctrines, Fascism extracts those elements which are still vital…supercede[s] socialism and supercede[s] liberalism…create[s] a new synthesis…Man is integral, he is political, he is economic, he is religious, he is saint, he is warrior.'[37]
But what was
‘integral’ fascist new man to be like? Was he something totally new, in the way
in which the Bolsheviks dreamed of writing a new mentality on to the tabula
rasa of both men and women in the post-1917
Mussolini after
1918 talked of the need for a new young 'trenchocracy', a young elite which had
been forged in war. This points to the crucial way in which the First World War
turned diverse proto-fascist strands into a more concrete ideology.
1.ii. Martial Man
An important strand in fascist new man
thinking was concerned with the need to fight war, which was seen as endemic in
the international system (partly as a result of a reading of history in which
nation or race replaced the Marxist motor of class). The proto-fascist Maurice
Barrès coined in the late nineteenth century the epitaph for the grave of
bourgeois, decadent, individualist man: ‘born a man, died a grocer’. Barrès
sought to create a French nation which could avenge the humiliating military
defeat suffered at the hands of
However, war was also seen as pointing to lessons which could be used in economic organisation. The 'conservative-revolutionary' Ernst Jünger celebrated war as creating 'blood socialism', a community of the trenches which counteracted the alienating nature of bourgeois society.[45] Jünger saw this a laying the basis of a new form of economic world in which ‘neither work nor labour will exist in any sense that we have known.’[46] The silver Death’s Head symbol popularly associated with the Nazis was worn before 1914 by the aristocratic cavalry, but during the war it was adopted by elite ‘Stormtroops’ which included all classes. The Death’s Head and Stormtroopers after 1918 were, therefore, symbols of both militarism and a new eglitarian-elitism.
1.iii. Women
The term 'new man' is especially appropriate for fascism in the sense that it was very much a male-dominant ethic and its iconography was often highly masculine too. Party membership was also largely masculine (although this would have been true of most parties at this time, even on the left).
Women were
mainly conceived in terms of their childbearing capacity, not least to provide
new soldiers, and the need to tend their men folk.[49] In
Nevertheless, it is important to stress that whilst fascism made women more visible, in general it did not tolerate independent women's organisations in the way that most modern forms of conservatism did. Ideologically, the range of options open to women (of the right racial stock) was very limited.[51]
1.iv. ‘Mass’ Man
Views on the
nature of ‘mass’ new man could vary notably among fascists. One strand of
fascist thinking was largely contemptuous of the masses, and saw new man
largely in terms of being socialised into accepting elite authority. An extreme
example of such thinking was Julius Evola, who held that Italian Fascism was
too democratic in that it sought mass support rather than the cultivation of a
warrior priesthood, which would manipulate the masses through myths. Although
Hitler came to pursue, albeit equivocally, the parliamentary road to power, he
certainly did not eulogise the wisdom of the masses. Indeed, he wrote in Mein
Kampf of the 'mob' needing a leader to make them understand.[52]
These were hardly 'populist' views in what is arguably the most common sense of
the word - namely, celebrating the wisdom of the people (though Hitler can be
seen as populist in another sense - namely, through the way in which he
portrayed himself as the representative of a new elite which had risen from the
people). There were other sides to the fascist view of mass man. For instance,
Walter Darré espoused a kind of back to the land populism in
More typically, fascists placed emphasis
on integrating man through a form of manipulated activism in both the political
and economic spheres (interestingly, Darré's main intellectual point of contact
with other leading Nazis was a highly Manichaean world view, but unlike many of
the others, Darré did not see this in part in terms of mass manipulation). People were encouraged to join the (single)
party and linked organisations, such as youth ones. They were encouraged to
attend mass celebrations, which unquestionably had a quasi-religious appeal for
some. Fascism consciously adopted the language, metaphors and images of
Christianity - for instance, opening scenes of Leni Riefenstahl's film of the
1934 Nuremberg rally, Triumph of the Will, in which the shadow of the
plane carrying Hitler forms a cross which 'blesses' a column of supporters
marching to the rally, and in which back-lighting gives Hitler a halo-effect as
he steps down from the plane (or is it a Norse-god chariot?). But in a reversal
of the aphorism that 'man cannot live by bread alone', there was also
significant emphasis in the Nazi and Fascist regimes on workplace linked
organisation which had a modernist, consumerist side. The Dopolavoro and German
copy, the KdF, organised events such as mass holidays, for example to the
Professional sport too became a form of
popular control. This could involve an extension of the collective fervour of
mass party meetings - for instance, the choreography and crowd reactions of
international football matches when Germany or Italy were playing. But
state-subsidised sport could also provide more individualised and even
commercially-related pleasures, such as motor sport in which Alfa Romeos,
Mercedes and Auto Unions vied for dominance - and national prestige - on
2. Nation
Nationalism was
central to fascist thought. Hitler wrote in Mein Kampf that his
dream was: 'A Germanic State of
the German Nation.’[53]
Later, he planned with his court architect, Albert Speer, the rebuilding of
But how did fascists conceive the nation?
Mussolini frequently talked of completing the work of the Risorgimento, underlining the way in which
Italian Fascists believed that much work was to be done to create Italians.
Giovanni Papini, later to become a leading Fascist intellectual, put the point
crudely when he wrote that Italy: 'had been shit dragged kicking and screaming
towards unification by a daring minority, and shit it remained throughout fifty
years of unification.'[55] On
the other hand, the Nazis tended to see the nation as founded on a primordial Volksgeist and in blood. Nevertheless,
there were notable similarities between the various forms of fascist
nationalism. All were essentially holistic, stressing the pre-eminence of group
over the individual or locality (features of conservative and/or liberal
nationalism). Moreover, the centrality of the concept of decadence to fascism underlines
the way in which even the Nazis could not take the nation for granted. It
needed to be re-forged, bringing the liberal-bourgeoisie and the 'Marxists'
(who included the Social Democrats, the largest party of the early
2.i. Myths
A key feature in fascist nationalism was what might be termed mythical thought. Mussolini in particular derived from the syndicalist theorist, Georges Sorel, the idea of the motivating myth - a simple slogan that was meant to take on a psychological reality and condition action. Other notable thinkers whose work inspired an interest in political myth were Gustav Le Bon and Sigmund Freud. For the syndicalists before 1914 the great myth was that of the revolutionary general strike. After the masses flocked to the colours at the start of the Great War, the myth of the nation became increasingly attractive as capable of both uniting the people and inspiring ever-greater fighting and productive efforts (whereas most socialism was essentially concerned with re-distribution, the syndicalists stressed the need to create an economy which could compete with capitalist production). Wartime propaganda which helped inspire both hatred and national sacrifice also influenced some who were to become leading fascists. Both Hitler and Goebbels were particularly impressed by British efforts in this sphere (British 'fair play' totally disappeared during 1914-18 in efforts to damn the ‘Beastly Hun’ as capable of the most evil atrocities, such as the mass rape of nuns and bayoneting babies).
However, fascist
myths were not designed simply to mobilise people for production or war. Often
neglected are exemplar or identity myths. Wagnerian tales of Kingdoms of the
Gods and other worlds could have a martial side. But they were also about the
deeply rooted identities of Germans in primeval forests and völkisch
communities. The cult of Romanità told Italians that they were not a
divided, mongrel nation, but the proud descendants of ancient
Nevertheless, it
is important not to over-state the role of mythology in fascism. Whilst there
is no doubt that Mussolini was fascinated by the power of myth, several of the
leading syndicalists who came over to fascism saw the key task as the
construction of a 'synthesis' to produce a rational, stable new order.[56]
Arguably two of the key theorists of the Fascist state in practice also had little
or no interest in myths - namely, the Nationalist Alfredo Rocco and Giovanni
Gentile (the latter co-wrote with Mussolini the entry on fascism in the 1932 Enciclopedia
Italiania). Rocco was an academic lawyer by profession, and his main
concern was constructing the legal basis of the
2.ii. Science
Mythology was
also relatively unimportant in British fascism: Mosley was critical of Oswald
Spengler's vision of the decline of the West because he argued that modern
science could help revive western economies and help them face the challenge of
the rise of new states such as Japan. Mosley also saw modern science as the key
to helping the poorest, arguing: 'I think we must all agree that it would be
possible, by sane organisation of the world, with the power of modern science
and of industry to produce, to solve once and for all the poverty problem.'[58]
In
The belief that some nations were fitted to rule over others was reinforced by nineteenth century science. For example, Rosenberg in The Mythos wrote that: ‘The emergence in the nineteenth century of Darwinism and Positivism constituted the first powerful, though still wholly materialistic, protest against the lifeless and suffocating ideas' of the humanist and Christian traditions.'[60] However, it is important not to overstate the impact of developments such as Social Darwinism on fascist thought in general. Some saw it as too biologically reductionist, as involving too unidimensional a view of man. Many fascists, like Drieu La Rochelle, held a more syncretic view. This held that humans belong to a natural order which is governed by scientific laws, including innate inequalities and the naturalness of aggression. But Drieu also held that humans, especially a talented elite, were to some extent free to impose their will and secure change.
2.iii. Race
It is impossible
to separate a discussion of science and nationalism from race. It is not
necessary to go to the extreme of damning virtually all Germans as anti-semitic
to see that racial science held considerable prestige in
Nazi racism, culminating in the Holocaust, is arguably the key reason why some scholars have sought to distinguish between Nazism and fascism. It is, therefore, important to note that Hitler's biological-conspiracy form of anti-semitism was by no means the most common one within the Nazi leadership, nor was anti-semitism in general central to the Nazis' early appeal.[63] Anti-semitism was linked to a variety of concerns, such as hostility to liberalism, cosmopolitanism, finance capitalism, and Marxism. Dietrich Eckhart saw Jewishness essentially in terms of a materialistic bent, which exists to some extent in everyone Goebbels even spoke of the 'rubbish of race materialism' and regarded Himmler as 'in many ways mad' - though he was happy enough to use anti-semitism when it suited his purposes, such as at the time of Kristallnacht in 1938.[64] Speer seems to have had little time for anti-semitism intellectually, but the charismatic power of Hitler and the drive for personal self-advancement, seems to pushed moral scruples to the back of his mind.
It is also important to stress that
Italian Fascism was in its own way racist. It is true that Gentile found
biological racism and anti-semitism abhorrent. And Mussolini for many years had
a Jewish mistress, and Jews were prominent in the Fascist Party until 1938,
when Mussolini introduced
2.iv.
Although it is
important not to overstress this dimension, it is also worth noting that there
was an element of Europeanism in some forms of fascism. Mussolini's reference
to the threat from coloured peoples cited above clearly referred to a threat to
more than just Italian values. Some fascists in other countries saw
A key idea of
the conservative revolutionaries in the 1920s was the quest for European
Imperium, not understood in terms of conquest but in terms of an overarching
understanding which would allow different peoples to pursue their own life
style, whilst at the same time being linked through a sense of being one. Such
Europeanism was sometimes linked to race, but it could also be linked to
economic concerns. Nazi economists sometimes sought inspiration in Friedrich
List, whose support for autarchy had increasingly become linked to the need to
unite
A third key theme in fascist thought was the state. Mussolini, for instance, wrote that 'The Fascist conception of the State is all-embracing; outside of it no human or spiritual values can exist, much less have value...The Fascist State is…a unique and original creation. It is not reactionary but revolutionary.'[69] For Mussolini, the goal was a positively valued 'totalitarian' state, which would transcend divisions and closely link people and government (a notable contrast to the use of the term 'totalitarianism' after 1945, where it became synonymous with pseudo-mobilisation of the masses, and police-state enforced conformity). Reference to the state was also common in Nazi thought, though terms like 'totalitarianism' or 'total state' were less frequently used (Goebbels was a notable exception). Moreover, support for a strong state was not necessarily associated with dictatorship. Henri De Man wrote of a new conception of nationalism in which the state reflected the expression of the will of a people. The point was put even more clearly by some of the intellectuals in the PPF, such as Drieu La Rochelle.[70] They saw positive affinities between fascism and Jacobinism, especially in their linking of an activist style of politics with the strong state.[71]
Discussing
fascist views of the state is difficult for a variety of reasons. One concerns
the fact that the term 'state' can refer to a historical entity or a
philosophical ideal. It is possible to find fascist statements which are
critical of the state, but these tend to refer to the first context. The Nazis
were highly critical of the
3.i. Leadership
Central to
fascist thinking about the state was the need for strong leadership. Even
Valois, who is generally accepted to have been notably uncharismatic, argued
that: 'In order to be great, strong, prosperous, a nation needs leaders',
something which he held was unlikely to emerge in the liberal state which was
designed to produce mediocrity.[73]
Some fascist leaders stressed that leadership could be collective.
However, this does not mean that their image or style of governing was identical. Although Hitler in the early years of the Nazi Party sometimes played on the corporal-everyman image, he increasingly sought to diffuse a more god-like aura and Nazi propaganda focused on the Führer.[75] In the early years of Fascism, the local ras were arguably more central to campaigning that Mussolini. Later the Duce's image was different. Mussolini was often pictured engaged in sporting activities, even in swimsuit; although Hitler was often pictured in uniform, machismo was arguably less central to his image. In daily life, Hitler tended to indolence and formal Cabinet meetings had ended by 1937. Although Hitler took a significant interest in foreign and later military policy, on major policies - such as the launching of the Holocaust - it is not clear exactly how the Führer was involved. In contrast, Mussolini was hard working and regularly attended formal meetings, including bi-weekly visits to the king.
Nevertheless, this should not be taken to mean that Hitler was, paradoxically, a 'weak dictator'. Whilst he may not have taken part in the detailed planning of many major policies, there seems little doubt that those around him believed that they were 'working towards the Führer'.[76] Although it is very debatable whether Hitler exerted true mass charismatic appeal, there seems no doubt that he exerted considerable affective power over a coterie within the Nazi Party until near the very end.[77] Mussolini too is typically portrayed as exerting charismatic appeal.[78] But this seems to have been more limited both within the party and among the public at large. Indeed, unlike Hitler, the Italian dictator was overthrown as the war began to turn against the Axis powers (only to be rescued and restored in the 1943-5 Salò Republic on Hitler's orders - in part, a mark of fraternity to his fellow fascist).
3.ii.
Totalitarianism.
Giovanni Gentile set the philosophy of the totalitarian state out most clearly. He did not defend unbridled dictatorship. Rather, his 'ethical state' involved a critique of the liberal night watchman state and its moral pluralism in which subjectivist relativism reigned over moral certainties. For Gentile, the state was essentially a teacher - \notable difference compared to Mussolini, who was more skeptical of the masses and for whom the strong state was necessary to back up fascist mythology.
Fascists like Gentile believed that the liberal state allowed many of its members to live in abject poverty, whereas the ethical state sought to care for those who were considered part of the true community. As José Antonio Primo de Rivera sarcastically wrote in 1933: ‘You are free to work as you wish…[but] we are rich, we offer you whatever conditions that please us; as free citizens, you are not obliged to accept them if you do not want to; but as poor citizens, if you do not accept them you will die of hunger, surrounded of course by the utmost liberal dignity.’[79] However, it is important to reiterate that the two core fascist states sought to imbue their people with strong national consciousness, and to be prepared to die in war. They were therefore both warfare and welfare states.
In practice, the
Fascist state was notably less than totalitarian, conceding significant power
especially to the church and business (the monarchy and army too retained some
independence, and were crucial to overthrowing Mussolini). Nazism was more
totalitarian in the sense that it rapidly came to exert greater control over
major businesses such as I.G. Farben (the largest company in
Whilst some Fascists did not seek a highly authoritarian, repressive state, there was a strong tendency to reject a central aspect of the Western political tradition dating back to Aristotle and especially the Enlightenment - namely the distinction between state and civil society. A similar point could be made about the Nazis. Whilst there were differences over the exact nature of the state, there was no disagreement over whether there should exist centers of pluralist power which could threaten the national interest. Thus the Märzgefallen 'Crown Jurist' of the early Nazi regime, Carl Schmitt, was concerned with retaining a semblance of the traditional state in the sense of keeping a clearly codified legal structure which could regulate civil society, whereas Hitler preferred vague 'legal' concepts such as the 'people's' or 'Führer's' will'. But central to Schmitt's thought was a friend-enemy dichotomy which meant that there could be no basis of compromise with those who did not support the basic goals of the state.
3.iii.
Religion
The issue of
whether fascism sought to create a new religion is a crucial one, not least as
several recent works have portrayed fascism as a ‘political religion’.[80]
As has already been noted, there is no question that many forms of fascism
adopted aspects of the discourse and iconography of religion. However, this was
a characteristic of other ideologies - not least socialism. In both pre-1914
There seems no
doubt that fascists differed over the issue of whether existing religions
needed replacing by a new fascist religion. Several leading Nazis, such as
It is, therefore, misleading to argue that generic fascist involved the quest to establish a political religion. If there was a common strand it was more syncretism, of Gleichshaltung. Put another way, there was an attempt to remove conflict between the pronouncements of the church and state. However, even here the parties trod carefully. For example, after an initially flurry of activity, including the appointment of a Reich Bishop, the Nazis largely dropped their efforts to create a united 'national' Protestant church, realizing that many within the church were hostile overt political commitments - a view which was strong even among some nationalists[86].
There are also
dangers in becoming carried away by evidence such as film of apparently ecstatic
crowds and acts of worship at Nazi rallies. As noted in the Introduction, the
evidence about the exact motives for supporting fascism even in
3.iv. Economy
It has become a commonplace to argue that fascism lacked a clear economic vision.[88] Certainly Hitler argued for the primacy of politics over economics and pointed to the dangers of setting out specific economic policies, which would appeal to sectional groups. Nevertheless, the Nazis after 1928 developed a notable panoply of economic programmers and occupation-based organizations, which almost certainly were crucial to attracting support in sectors such as agriculture.[89] Moreover, a case can be made that after 1933 the Nazis did develop a relatively clear economic programme based on a state-private market symbiosis to achieve a stable increase in production.[90]
An important
linking theme in fascist thought was a rejection of philosophical materialism.
As
Most inter-war fascists saw corporatism as the key institutional form to resolve this dilemma. In practice, the Italian Corporate State failed to live up to the expectations of some early Fascists, especially the syndicalists who had seen it as a genuine way of shifting power towards the workers with acerbating class antagonism. By the late 1930s, the Corporations provided a forum for helping government to coordinate business activity, but they hardly challenged private business power and worker participation was essentially a sham. To the extent they can be considered in terms of an individual creator, the more right wing, social-Catholic vision of Rocco had prevailed over the syndicalists like Panunzio. The Nazis made no attempt forge a corporate state, but this does not mean that there was no interest in various forms of corporatism within the party. Gregor Strasser, for example, sought to extend pre-1933 Nazi worker's organisations in this way. Gottfried Feder also wrote extensively about the representative role of corporations in the new state, claiming in 1919 that: ‘The new state must therefore make a radical break…The House of the People (as the first chamber) represents the political interests of the whole people, while the Central Council must represent the economic interests of the working population.’[92]
The various forms of fascism can be
conceived as attempting to forge what some openly termed a '
In the introduction, I noted that there have been two major charges against fascist minimum approaches: First, there is the claim that they homogenize fascism, that they fail to see its contradictions, opportunism and the way it changed through time. Secondly, there has been the argument that such approaches are essentially typological abstractions and offer little or nothing by way of insight into the dynamics of concrete historical situations.
Near the end of his life, Tim Mason confessed that the post-1960s' fashion for social over political history had failed to answer two great questions posed by Nazism: why support for Nazism was so widespread and enduring; and how could the Third Reich carry out a policy of genocide.[95]
Why fascism emerged, and why the Nazi regime in particular proved so internally bomb-proof, remain hotly contested issues. Some historians have recently reverted to relatively unicausal explanations, especially the claim that fascism was a ‘political religion’. Most recent historians of Nazism have tended more towards a Volkspartei explanation, but this leaves open the question of why different groups turned to Nazism. The answer clearly implied by the matrix approach is that there were notably different motives for supporting fascism. Hitler's charisma undoubtedly had an effect, although it is difficult to decipher whether the impact of this was an essentially affective-quasi-religious response, or whether Hitler's personality made voters more aware of policies which could appeal in a more rational way.[96] Certainly it is important not to overlook materialistic factors in explaining fascist support. Quietist conformity, induced by fear of the more terroristic nature of the Nazi state compared to the Italian, should also not be ignored.
There has been
much recent discussion of the old thesis that a crucial root of the Holocaust
lay deep in
Moving On
In this presentation of the fascist matrix, limitations on space meant that the main focus was on delineating ideology rather than explaining policy. However, most of the key factors leading to the Holocaust can be gleaned from this approach. In the presentation above, the main emphasis was on trying to distil coherence from within the tensions in inter-war fascism. However, the same matrix method could have been used to highlight changes through time - though without turning these into a rigid set of stages which are even more misleading than 'static' fascist minimum approaches.
The time has come to accept that behind the opportunistic aspects of fascist movements and regimes lay a serious ideology (just like liberalism and socialism). Approached in the right way, defining generic fascism is not simply an exercise in typological analysis. Demonising the practice of fascism, especially the terror and horrors of Nazism, without understanding the different routes by which people could be attracted to fascism is a serious intellectual error.
[1] The title of his chapter title in Thomas Childers and Jane Caplan (eds), Reevaluating the Third Reich (Holmes and Meier, New York, 1993).
[2] For a good example of the argument that only Italian Fascism, and clearly mimetic
movements, are ‘Fascist’ see Gilbert Allardyce, ‘What Fascism Is Not. Thoughts on the Deflation of a Concept’, American History Review, Vol. 84, No. 2, 1979. It is important to note that even before 1945, the term ‘fascist’ was rarely used as a form of self-ascription outside Italy, where the Fascist movement was first founded in 1919 (taking its name from the word ‘fascio’, meaning in a political context a ‘union’ or ‘front’).
[3] Social historians tended to stress
[4] Roger Griffin (ed.), International Fascism (Edward Arnold, London, 1998). See also Roger Griffin, ‘The Primacy of Culture: the Current Growth (or Manufacture) of Consensus within Fascist Studies’, Journal of Contemporary History, Vol. 35, No., 1, 2002.
[5] Ernst Nolte, Three Faces of Fascism (Mentor, New York, 1969), p537ff
[6] Ernst Nolte, Die Krise des liberalen Systems und die fascistischen Bewegungen (R. Piper and Co, Munich, 1968), p.385, n.64.
[7] On the 'Historikerstreit', see Richard .J. Evans, In
Hitler's Shadow. West German Historians and the Attempt to Escape from
the Nazi Past (I.B. Tauris,
[8] Roger Griffin, The Nature of Fascism (Pinter, London, 1991), p.26 (italics in the original). See also Roger Griffin (ed.), Fascism (Oxford University Press, Oxford, 1995), an eclectic and erudite Reader of fascist sources, which has been used widely by other scholars.
[9] Stanley Payne, 'The Concept of Fascism' in Stein U. Larsen, Bernt Hagtvet and Jan P. Mykelbust (eds), Who Were the Fascists? (Universitetsforlaget, Bergen, 1980). See also his excellent book Fascism: Comparison and Definition (University of Wisconsin Press, Madison, 1980).
[10] See for example: Emilio Gentile, Le Origini dell'Ideologia Fascista (1918-25) (Laterza, Rome, 1975), and George L. Mosse, The Crisis of German Ideology. Intellectual Origins of the Third Reich (Grosset and Dunlap, New York, 1964) .
[11] The term ‘palingenesis’ appears to have been first used in this context by Gentile in Le Origini dell'Ideologia Fascista (1918-25), p.205.
[12] In International Fascism
[13] For example, Michael Burleigh’s prize-winning The Third Reich. A
New History (Macmillan, Basingstoke, 2000) includes no reference to
[14] An interesting example is the grafting of
[15] For example, Mark Antliff, 'Fascism, Modernism, and Modernity', Art Bulletin, Vol. LXXXIV, No. 1, 2002.
[16] Theories and Models of Fascism. A Multi-dimensional Approach
(I.B. Tauris,
[17] Kevin Passmore, Fascism - a Very Short History (Oxford
University Press,
[18] For the classic statement of the mass society approach see Hannah Arendt, The Origins of Totalitarianism (André Deutsch, London, 1986).
[19]
[20] Michael Freeden, 'Is Nationalism a Distinct Ideology?', Political Studies, Vol. 46, No.4, 1998 argues (p.751) that in general is a 'thin' ideology, which fails to meet the criteria of a comprehensive ideology' because it fails to provide its own solution to issues such as social justice and the distribution of resources.'
[21] There is a common tendency to understand the term ‘ideology’ in terms of Marxist false consciousness or other forms of deceit. I use the term in a non-pejorative sense: see my opening chapter in Roger Eatwell and Anthony W. Wright (eds), Contemporary Political Ideologies (Pinter, London, 1999).
[22] See especially A. James Gregor, Italian Fascism and Developmental Dictatorship (Princeton University Press, Princeton, 1979); and Zeev Sternhell, Ni Droite, Ni Gauche (Editions du Seuil, Paris, 1983). The importance of economic policy, especially corporatism, has also been argued forcefully by David Roberts, ‘How Not to Think about Fascism and Ideology, Intellectual Antecedents and Historical meaning', Journal of Contemporary History, Vol. 35, No. 2, 2000. See also his critique in 'Comments on Roger Griffin, "The Primacy of Culture: the Current Growth (or Manufacture) of Consensus within Fascist Studies"', Journal of Contemporary History, Vol. 35, No. 2, 2002
[23] Roger Eatwell, ‘On Defining the “Fascist Minimum”: the Centrality of Ideology’, Journal of Political Ideologies, Vol. 1, No. 3, 1996, p.313 (italics in the original).
[24] German scholars in particular seem resistant to the ideological approach. See for example, Stefan Breuer, Der Staat. Entstehung, Typen, Organisationsstadien (Rowohlt, Hamburg, 1998), especially pp.261-271. For a good brief critique see also Alexander De Grand in 'Comments on Roger Griffin, "The Primacy of Culture: the Current Growth (or Manufacture) of Consensus within Fascist Studies"', Journal of Contemporary History, Vol. 35, No. 2, 2002.
[25] See especially Robert Paxton, 'The Five Stages of Fascism', Journal of Modern History, Vol. 70, No. 1, 1998.
[26] Peter Merkl, Political Violence under the Swastika (Princeton University Press, New Jersey, 1975), especially pp.694-5.
[27] For a good collection of essays reflecting on differences with conservatism see M. Blinkhorn (ed.), Fascists and Conservatives (Unwin Hyman, London, 1990).
[28] Georges Valois, L'économie nouvelle (Nouvelle Librairie, Paris, 1919), p.15.
[29] R. Eatwell, 'Towards a New Model of Generic Fascism', Journal of Theoretical Politics, Vol. 4, No. 2, 1992.
[30] Oswald Mosley, 'The Philosophy of Fascism', The Fascist Quarterly, Vol. 1, No. 1935, p.44.
[31] For examples of important works on the Nazis as a catch-all Volkspartei, see Conan Fischer, The Rise of National Socialism and the Working Class in Weimar Germany (Berghahn, Oxford, 1996), and Detlef Mühlberger, Hitler's Followers (Routledge, London, 1991).
[32] See R. Eatwell, 'Towards a New Model of the Rise of Right-Wing Extremism', German Politics, Vol. 6, No.3, 1997. This stresses the importance of a ‘three dimensional’ approach which considers not just sweeping (macro) changes such as economic depression, or individual (micro) psychology such as anomie, but also the power of local-group (meso) contexts.
[33] On these important cases see António Costa Pinto, Salazar’s
Dictatorship and European Fascism (Social Science Monographs, Boulder,
1995) and Stanley Payne, Fascism in
[34] For the best statement of this claim see Zeev Sternhell (with Mario Sznajder and Maia Asheri), The Birth of Fascist Ideology (Princeton University Press, Princeton, 1994).
[35] For an interesting example of someone during this period who has
openly termed himself ‘fascist’, see Maurice Bardèche, Qu’est-ce que le
fascisme? (Les Sept Couleurs, Paris, 1961). Bardèche, the brother-in-law of
the French literary fascist Robert Brasillach, who was executed after
Liberation, sought to build on the last phase of Italian Fascism – especially
the
[36] Corneliu Codreanu, La Garde de
Fer (Editions Prometheus, Paris, 1938), p.282.
[37] Benito Mussolini, Fascism. Doctrine and Institutions (Ardita, Rome, 1935), pp25-6 and 59.
[38] Although Nolte included the Action Française in his three faces of Fascism, most historians who have adopted the empathetic approach see Maurras’s movement more as a form of the reactionary right. See for example, Eugen Weber, Action Française (Stanford University Press, Stanford, 1962).
[39] Alfred Rosenberg, The Myth of the Twentieth Century (Noontide Press, Torrance Ca., 1982), especially p.65
[40] Adolf Hitler, Mein Kampf (Hutchison, London, 1977), p.73.
[41] Ibid., p.74.
[42] A. .James Gregor, The Young Mussolini and the Intellectual Origins of Fascism (University of California Press, Berkeley, 1979) and Richard J.B. Bosworth, Mussolini (Arnold, London, 2002, especially pp.89-90.
[43] Georges Valois, D'un siècle à l'autre (Nouvelle Librairie Nationale, Paris, 1921), especially p.265ff.
[44] From his ‘Associazione Nationalista Italiana’ (1920), cited in
[45] Such conservative revolutionaries are often distinguished from
Nazis, but in general their views can be fitted into the matrix set out in this
paper. See Jeffrey Herf, Reactionary Modernism. Technology, Politics and
Culture in
[46] Ernst Jünger, Die Arbeiter (1932), cited in
[47] Kevin Passmore, , 'The Croix de Feu: Bonapartism, National Populism or Fascism?', French History, Vol. 9, No. 1, 1995.
[48]
[49] See Victoria De Grazia, How Fascism Ruled Women
[50] Cited in Michael Burleigh and Wolfgang Wippermann, The Racial
State.
[51] See also Martin Durham, Women and Fascism (Routledge,
London, 1998), and especially Kevin Passmore (ed.), Women, Gender and
Fascism (Manchester University Press,
[52] Hitler, Mein Kampf, p.73.
[53] Ibid., p.299.
[54] Oswald Mosley, The Greater Britain (BUF, London, 1932), p.13.
[55] Giovanni Papini, 'Il nostro impegno' (1914), cited in
[56] On the importance of syndicalism in
[57] See especially Benedict Anderson, Imagined Communities (Verso, London, 1991) and Eric Hobsbawm and Terence Ranger (eds), The Invention of Tradition (Cambridge University Press, Cambridge, 1985).
[58] Mosley, 'The Philosophy of Fascism', p.45.
[59] Götz Ally and Susanne Heim, Architects of Annihilation:
Auschwitz and the Logic of Destruction (Weidenfeld,
[60] Rosenberg, The Myth of the Twentieth Century, p.3.
[61] Compare Daniel .J. Goldhagen, Hitler's Willing Executioners
(Little Brown.
[62] See for example, Christopher Browning, The Path to Genocide (Cambridge University Press, Cambridge, 1992), especially p.169ff.
[63] See for example, William. S. Allen, The Nazi Seizure of Power (Allen and Unwin, London, 1966).
[64] Cited in Frank-Lothar Kroll, Utopie als ideologie. Geschichsdenken und politisches Hadeln im Dritten Reich (Ferdinand Schöningh, Paderborn, 1999), pp. 259 and 292.
[65] Robert Mallett, The Italian Navy and Fascist Expansionism, 1935-40 (Frank Cass, London, 1998).
[66] Cited in
[67] James Drennan (pseud. W.E.D. Allen), 'The Nazi Movement in Perspective', Fascist Quarterly, Vol. 1, No. 1, 1935, p.47.
[68] For instance, Degrelle paid homage to the thousands who died in the
Waffen SS fighting for a truly united
[69] Mussolini, Fascism. Doctrine and Institutions, p.11 and 29.
[70] For example, Pierre Drieu La Rochelle, Chronique Politique, 1934-1942 (Gallimard, Paris, 1943), especially p.104.
[71] For an academic interpretation of fascism as an alternative ‘activist style’ thought to the dominant Western tradition of ‘limited politics’, see Noël O’Sullivan, Fascism (Dent, London, 1976).
[72] For example, Hans Mommsen, ‘Cumulative Radicalisation and Progressive Self-destruction as Structural Determinants of the Nazi Dictatorship', in Ian Kershaw and Moshe Lewin (eds), Stalinism and Nazism: Dictatorships in Comparison (Cambridge University Press, Cambridge, 1997), especially p.76.
[73] Georges Valois, Le revolution nationale (Nouvelle Librairie Nationale, Paris, 1924), p.165.
[74] Mosley, 'The Philosophy of Fascism', p.43.
[75] Ian Kershaw, Hitler, 1889-1936. Hubris (Penguin Press, London, 1998), especially the Preface, and Ian Kershaw, The ‘Hitler Myth’. Image and Reality in the Third Reich (Oxford University Press, Oxford, 1987).
[76] A key theme developed in Kershaw, Hitler, 1889-1936. Hubris
[77] On the distinction between mass and coterie charisma, see Roger Eatwell, 'The Rebirth of Right-Wing Charisma? The Cases of Jean-Marie Le Pen and Vladimir Zhirinovsky', Totalitarian Movements and Political Religions, Vol. 3, No. 3, 2002.
[78] See especially Emilio Gentile, 'Mussolini's Charisma', Modern Italy, Vol. 3, No. 2, 1998.
[79] Cited in S. Payne, Falange. A History of Spanish Fascism (Stanford University Press, Stanford, 1962), p.38.
[80] For example, Burleigh, The Third Reich and Emilio Gentile, The Sacralization of Politics in Fascist Italy (Harvard University Press, Cambridge Ma., 1996).
[81] W. Hardtwig, 'Political Religion in Modern
[82] Léon Degrelle, Hitler pour 1000 ans (La Table Ronde, Paris, 1969), especially pp.158-9. According to Degrelle, Hitler once told him that if he had a son, he would have hoped that he would be just like Degrelle: Degrelle, Front de l'Est, p.12.
[83] A. Speer, Inside the Third Reich (London: Weidenfeld and Nicolson, 1970), especially pp.148-9.
[84] R. Mallett, Mussolini and the Origins of the Second World War,
1933-1940 (
[85] Cited in Leon Volovici, Nationalist Ideology and anti-Semitism. The Case of Romanian Intellectuals in the 1930s (Pergamon, Oxford, 1991), p.85 (italics in the original).
[86] [86] D.L. Bergen, Twisted Cross: the German Christian Movement in the Third Reich (Chapel Hill: University of North Carolina Press, 1996). See also D. Sikkink and M. Regnerus, 'For God and the Fatherland: Protestant Symbolic Worlds and the Rise of German National Socialism', in C. Smith (ed.), Disruptive Religion. The Force of Faith in Social Movements (New York: Routledge, 1996).
[87] Compare Griffin's stress on the affective palingenetic force of fascism in his article 'The Palingenetic Political Community: Rethinking the Legitimation of Totalitarian Regimes in Inter-War Europe', Totalitarian Movements and Political Religions, Vol. 3, No. 3, 2002 with the economic rational choice analysis in William Brustein, The Logic of Evil. The Social Origins of the Nazi Party, 1925-1933 (Yale University Press, New Haven, 1996). See also the similar argument in William Brustein, ‘”Red Menace” and the Rise of Italian Fascism’, American Political Science Review, Vol. 56, No. 4, 1991.
[88] For example, Charles Maier, In Search of Stability. Explorations in Historical Political Economy (Cambridge University Press, Cambridge, 1987), especially p.124.
[89] See the primary sources in
[90] Avraham Barkai, Nazi Economics. Ideology, Theory, and Policy (Berg, Oxford, 1990). See also Simon Reich, The Fruits of Fascism (Cornell University Press, Ithaca, 1990).
[91] Valois, L'économie nouvelle, pp.15-6.
[92] Gottfried Feder, 'The Social State' (1919), cited in Lane and Rupp, Nazi Ideology before 1933, p.34.
[93] Paxton, 'The Five Stages of Fascism'.
[94] International Fascism, p.14.
[95] Tim Mason, Social Policy In the Third Reich (Berg, Oxford, 1993), p.276.
[96] The evidence in Merkl, Political Violence under the Swastika, especially p.453, indicates that under 20 per cent of Nazi members in 1934 were charismatically oriented and that the main effect of Hitler had been to make followers aware of attractive policies.